DFX Intelligence

D•••• K•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D•••• K•••• R••••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Houston , TX

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Search this name across graphsid dfx:ria:bb1b9431-cef5-6202-7637-a5eb991471a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 7, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 19, 2026	n/a	yes	Houston , TX\|NEW YORK, NY	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2021	Jul 21, 2026	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 21, 2026	Jul 19, 2026	-2	Bulk transfer	Ibd to ibd
U••• A•••• M••••••••• L••	U••• C•••••• W••••• A•••••••• L••	Mar 13, 2024	Jun 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
137045:288199:TX:2024-03-13	Mar 13, 2024	Jun 30, 2021	HOUSTON, TX	Firm change after gap
152170:137045:TX:2021-06-30	Jun 30, 2021	Mar 3, 2017	HOUSTON, TX	Firm change after gap
8174:152170:TX:2015-07-06	Jul 6, 2015	Jun 24, 2015	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 19, 2026 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to Jul 21, 2026factForm ADV
→ U••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2017 to Mar 13, 2024factForm ADV
→ U••• R•• L••

Dated events

Occurred
Mar 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb1b9431-cef5-6202-7637-a5eb991471a8
First observed: Oct 9, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.