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S••••• H••••••• M•••••• ••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S••••• H••••••• M•••••• ••• L••

CRD 322374

NEW YORK CITY, NY

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Search this name across graphsid dfx:ria:bb309c15-0770-789e-1e79-22369c6bfc91

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 10
On other graphs: 2
Observed: Aug 15, 2022 to Aug 6, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• H••••••• M•••••• ••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S••••• H••••••• M•••••• ••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.76 institutional_share=0.17 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• I••• P•••• G••	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	Na	yes	10/2017	Aug 15, 2022	Mar 28, 2024
D••••••••• P•••• G••	Trustee	F	yes	10/2013	Aug 15, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••••• E••••• M••••••••• L••	n/a	Other adviser	$9.4B	N	yes	n/a
S••••• H••••••• M•••••• L•	n/a	ASSET_M••••••	$8.6B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
TORONTO, ONTARIO	n/a	Canada	9	no
MONTREAL, QUEBEC	n/a	Canada	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$541M	161.0%	$240M	80.4%	41	22	2	2

Relationships

Affiliated with (11)

→ S••••• PRIVATE EQUITY SOLUTIONSRegistered adviserother investment adviser, common control
factForm ADV
→ S••••• REAL ESTATE ADVISORSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ S••••• H••••••• M•••••• L•Registered adviserother investment adviser, common control
factForm ADV
→ H••••••••• A•••• M•••••••••Registered adviser

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
S••••• H••••••• M•••••• ••• L•• reported RAUM $1.4B, up 161% from $540.5M (2025-03-31 to 2026-03-31)
Form ADVobserved 6 days ago
$870M
Occurred
Mar 31, 2025
Regulatory AUM changed
S••••• H••••••• M•••••• ••• L•• reported RAUM $540.5M, up 59% from $340.0M (2024-03-28 to 2025-03-31)
Form ADVobserved 6 days ago
$201M
Occurred
Mar 28, 2024
Control person left
Nmn Sacha Haque (General Counsel And Secretary) no longer on Schedule A of S••••• H••••••• M•••••• ••• L•• (listed 2023-05-01, absent 2024-03-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb309c15-0770-789e-1e79-22369c6bfc91
First observed: Aug 15, 2022
Last observed: Aug 6, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (16)

← D••••••••• P•••• G••OwnerTRUSTEE, ownership code F, individual
Aug 15, 2022 to Mar 28, 2024factForm ADV
← F••••••• G••••••• J••••OwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV
← R•••••••• S•••••• D••••OwnerCO-FOUNDER AND VICE CHAIRMAN, ownership code NA, individual
Aug 15, 2022 to Mar 28, 2024factForm ADV
← D•••••••• I••• P•••• G••OwnerCHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Aug 15, 2022 to Mar 28, 2024factForm ADV
← V••••• A•••• D•••••OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 15, 2022 to Mar 28, 2024factForm ADV
← K•••• S••••••• N••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 15, 2022 to Mar 28, 2024factForm ADV
← S•••••• J•••••• K•••••OwnerVICE PRESIDENT, LEGAL AFFAIRS AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 15, 2022 to Mar 28, 2024factForm ADV
← D•••• G•••• A•••••OwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV
← H•••••• M••••••• N••OwnerMANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY, LEGAL AFFAIRS, ownership code NA, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV
← P•••••• H•••••• I•••OwnerSHAREHOLDER, ownership code D, foreign entity
Aug 15, 2022 to Mar 28, 2024factForm ADV
← P•••• C••••••••• O• C•••••OwnerSHAREHOLDER, ownership code E, foreign entity
Aug 15, 2022 to Mar 28, 2024factForm ADV
← S••••• C•••••• P••••••• M••••••••• C•••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 15, 2022 to Mar 28, 2024factForm ADV
← S••••• H••••••• I•••OwnerSHAREHOLDER, ownership code D, foreign entity
Aug 15, 2022 to Mar 28, 2024factForm ADV
← S••••• H••••••• M••••••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity
Aug 15, 2022 to Mar 28, 2024factForm ADV
← S••••• H••••••• P••••••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity
Aug 15, 2022 to Mar 28, 2024factForm ADV
← T•• D•••••••• F••••• R•••••••• T••••OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2023 to Mar 28, 2024factForm ADV