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HALSEYPOINT ASSET MANAGEMENT, LLC, CRD 305194
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HALSEYPOINT CLO 3, LTD. | Other Private Fund | $504M | Mar 18, 2024 | 1 | Mar 30, 2021 | reported | n/a |
| HALSEYPOINT CLO 5, LTD. | Other Private Fund | $502M | Mar 18, 2024 | 1 | Mar 29, 2022 | reported | n/a |
| HALSEYPOINT CLO 6, LTD. | Other Private Fund | $502M | Mar 18, 2024 | 1 | Mar 29, 2023 | reported | n/a |
| HALSEYPOINT CLO I, LTD. | Other Private Fund | $449M | Mar 18, 2024 | 3 | Nov 5, 2019 | reported | n/a |
| HALSEYPOINT CLO 7, LTD. | Other Private Fund | $432M | Mar 18, 2024 | 2 | Mar 18, 2024 | reported | n/a |
| HALSEYPOINT CLO 4, LTD. | Other Private Fund | $402M | Mar 18, 2024 | 1 | Mar 30, 2021 | reported | n/a |
| HALSEYPOINT CLO II, LTD | Other Private Fund | $350M | Mar 18, 2024 | 3 | Mar 30, 2021 | reported | n/a |
| HALSEYPOINT CLO 2, LTD. | Other Private Fund | $85.5M | Mar 29, 2020 | 1 | Mar 29, 2020 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DESMARAIS, ANDRE, ROGER | Trustee | F | yes | 10/2013 | Mar 18, 2024 | Mar 18, 2024 |
| DESMARAIS, PAUL, GUY | Trustee | F | yes | 10/2013 | Mar 18, 2024 | Mar 18, 2024 |
| DESMARAIS, SOPHIE, CAROLINE | TRUSTEE, NON-VOTING | F | yes | 03/2018 | Mar 18, 2024 | Mar 18, 2024 |
| DOER, GARY, ALBERT | Trustee | F | yes | 05/2023 | Mar 18, 2024 | Mar 18, 2024 |
| FLEMING, GREGORY, JAMES | Trustee | F | yes | 02/2024 | Mar 18, 2024 | Mar 18, 2024 |
| HALSEYPOINT HOLDCO, LLC | Member | E | yes | 02/2019 | Aug 20, 2019 | Mar 18, 2024 |
| HOPTON, LYNN, ANN | MANAGING MEMBER | Na | yes | 02/2019 | Aug 20, 2019 | Mar 18, 2024 |
| HOPTON, LYNN, ANN | MANAGING MEMBER | D | yes | 02/2019 | Aug 20, 2019 | Mar 18, 2024 |
| HP ACQUISITION, LLC | Member | C | yes | 02/2019 | Aug 20, 2019 | Mar 18, 2024 |
| PANSOLO HOLDING INC. | Shareholder | D | yes | 10/2015 | Mar 18, 2024 | Mar 18, 2024 |
| POWER CORPORATION OF CANADA | Shareholder | E | yes | 12/2016 | Mar 18, 2024 | Mar 18, 2024 |
| SAGARD CAPITAL PARTNERS MANAGEMENT CORP. | Member | C | yes | 03/2024 | Mar 18, 2024 | Mar 18, 2024 |
| SAGARD HOLDINGS INC. | Shareholder | D | yes | 02/2021 | Mar 18, 2024 | Mar 18, 2024 |
| SAGARD HOLDINGS MANAGEMENT INC. | Shareholder | E | yes | 03/2021 | Mar 18, 2024 | Mar 18, 2024 |
| SAGARD HOLDINGS PARTICIPATION INC. | Shareholder | E | yes | 12/2016 | Mar 18, 2024 | Mar 18, 2024 |
| STEVENS, YVONNE, ELLEN | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | Na | yes | 02/2019 | Aug 20, 2019 | Mar 18, 2024 |
| STEVENS, YVONNE, ELLEN | MANAGING MEMBER | D | yes | 02/2019 | Aug 20, 2019 | Mar 18, 2024 |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Shareholder | E | yes | 10/2015 | Mar 18, 2024 | Mar 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PERFORMANCE EQUITY MANAGEMENT, LLC | n/a | Other adviser | $9.4B | N | yes | n/a |
| SAGARD HOLDINGS MANAGER LP | n/a | Asset manager | $8.6B | N | yes | n/a |
| SAGARD HOLDINGS MANAGER (US) LLC | n/a | Asset manager | $1.4B | N | yes | n/a |
| EVERWEST ADVISORS LLC | n/a | Asset manager | $1.2B | N | yes | n/a |
| DIAGRAM CORPORATION | n/a | Former SEC adviser | n/a | N | yes | n/a |
| SAGARD SAS | n/a | n/a | n/a | N | yes | n/a |
| THE CANADA LIFE ASSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $4.5B | $4.5B | 13 | 9 | 0 | 10 | n/a |
| 2024 | Mar 26, 2025 | $3.6B | $3.6B | 12 | 9 | 0 | 9 | n/a |
| 2023 | Mar 18, 2024 | $3.1B | $3.1B | 12 | 9 | 0 | 7 | $3.1B |
| 2022 | Mar 29, 2023 | $2.6B | $2.6B | 12 | 9 | 0 | 6 | $2.6B |
| 2021 | Mar 29, 2022 | $2.2B | $2.2B | 10 | 8 | 0 | 5 | $2.2B |
| 2020 | Mar 30, 2021 | $1.4B | $1.4B | 10 | 8 | 0 | 4 | $1.3B |
| 2019 | Mar 29, 2020 | $554M | $554M | 9 | 8 | 0 | 2 | $554M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.5B | $3.6B | 26.2% | $2.6B | 20.2% | 13 | 12 | 0 | 0 |