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Advisor at WELLS FARGO ADVISORS
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 16, 2026 | n/a | yes | BIRMINGHAM, AL|BIRMINGHAM, AL | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Jul 8, 2025 | Jun 4, 2026 | no | ATLANTA, GA|FRANKLIN, TN|Pelham, AL | Previous registration |
| NAVIGATE WEALTH MANAGEMENT, LLC | Independent wealth | Aug 21, 2023 | Jun 28, 2024 | no | BIRMINGHAM, AL | Previous registration |
| RFG ADVISORY, LLC | Independent wealth | Jan 6, 2022 | Jul 5, 2023 | no | VESTAVIA HILLS, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | WELLS FARGO ADVISORS | Jun 4, 2026 | Jun 16, 2026 | 12 | Firm change | Ibd to wirehouse |
| NAVIGATE WEALTH MANAGEMENT, LLC | LPL ENTERPRISE, LLC | Jun 28, 2024 | Jul 8, 2025 | 375 | Firm change | RIA to ibd |
| RFG ADVISORY, LLC | NAVIGATE WEALTH MANAGEMENT, LLC | Jul 5, 2023 | Aug 21, 2023 | 47 | Firm change | RIA to RIA |