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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JOHN DOUGLAS VANDYKE

Advisor at LPL FINANCIAL LLC

KALAMAZOO, MI | ST JOSEPH, MI | HUDSONVILLE, MI | MISHAWAKA, IN

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Search this name across graphsid dfx:ria:bb39ddc8-57eb-cc14-5118-9d84f46a1b61

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Sep 15, 2000
First registration: Nov 20, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 4193481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 7, 2022	n/a	yes	ST JOSEPH, MI\|HUDSONVILLE, MI\|KALAMAZOO, MI\|MISHAWAKA, IN	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Sep 19, 2020	Dec 8, 2022	no	HUDSONVILLE, MI	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Dec 8, 2022	no	HUDSONVILLE, MI	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Feb 18, 2011	Sep 18, 2020	no	CALENDONIA, MI\|HUDSONVILLE, MI\|Kalamazoo, MI\|St Joseph, MI\|Mishawaka, IN\|Ada, MI	Previous registration
QA3 FINANCIAL LLC	n/a	Nov 20, 2009	Feb 11, 2011	no	CALEDONIA, MI\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Dec 8, 2022	Sep 19, 2020	-810	Channel change	Ibd to ibd
ARBOR POINT ADVISORS	LPL FINANCIAL LLC	Dec 8, 2022	Dec 7, 2022	-1	Firm change	Ibd to RIA
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
QA3 FINANCIAL LLC	SSN ADVISORY, INC.	Feb 11, 2011	Feb 18, 2011	7	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 7, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Dec 8, 2022factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Sep 19, 2020 to Dec 8, 2022factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Feb 18, 2011 to Sep 18, 2020factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 20, 2009 to Feb 11, 2011factForm ADV

Dated events

Occurred
Dec 8, 2022
Advisor changed firm
John Douglas Vandyke left Arbor Point Advisors for Lpl Financial Llc (registered 2022-12-07)
Form ADVobserved 5 days ago