DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
ERIE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 21, 2025 | n/a | yes | ERIE, PA | Current employment |
| V•••••• A•••• M••••••••• I••• | State registered | Sep 25, 2018 | Feb 3, 2025 | no | Erie, PA|SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••• A•••• M••••••••• I••• | L•• F•••••••• L•• | Feb 3, 2025 | Jan 21, 2025 | -13 | Firm change | Other |
| F•• S••••••••• C••••••••• | V•••••• A•••• M••••••••• I••• | Aug 21, 2018 | Sep 25, 2018 |
| F•• S••••••••• C••••••••• | Former SEC adviser | Dec 12, 2014 | Aug 21, 2018 | no | ERIE, PA|ERIE, PA|ATLANTA, GA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Mar 30, 2006 | Oct 29, 2014 | no | EDINBORO, PA|WATERFORD, PA|MCKEAN, PA|ERIE, PA|WATERFORD, PA|ERIE, PA|ERIE, PA|WATERFORD, PA|ERIE, PA|EDINBORO, PA | Previous registration |
| 35 |
| Firm change |
| Ibd to state RIA |
| P•• W••••• M••••••••• | F•• S••••••••• C••••••••• | Oct 29, 2014 | Dec 12, 2014 | 44 | Firm change | Other |