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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Wendy Jean Staudenheimer

Advisor at SANCTUARY ADVISORS, LLC

MIAMI, FL | Louisville, KY

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Search this name across graphsid dfx:ria:bb3dc769-54dc-16c8-2939-426738c8d045

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANCTUARY ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 13, 2005
First registration: Oct 14, 2005
Dual registered: yes, broker-dealer
Other names: WENDY JEAN FORREY|Wendy J Thompson|Wendy Jean Thompson
IAPD individual key: 2322987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Mar 4, 2022	n/a	yes	Louisville, KY\|MIAMI, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Mar 28, 2018	Feb 4, 2022	no	LOUISVILLE, KY	Previous registration
MORGAN STANLEY	Wirehouse	Nov 9, 2017	Mar 27, 2018	no	Louisville, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 2, 2012	Nov 2, 2017	no	LOUISVILLE, KY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 9, 2011	Nov 12, 2012	no	LOUISVILLE, KY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 28, 2011	Aug 12, 2011	no	LOUISVILLE, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 14, 2005	Mar 16, 2011	no	TOLEDO, OH\|TOLEDO, OH\|TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	SANCTUARY ADVISORS, LLC	Feb 4, 2022	Mar 4, 2022	28	Firm change	Ibd to ibd
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Mar 27, 2018	Mar 28, 2018	1	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Nov 2, 2017	Nov 9, 2017	7	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 12, 2012	Nov 2, 2012	-10	Firm change	Wirehouse to wirehouse
PNC WEALTH MANAGEMENT	UBS FINANCIAL SERVICES INC.	Aug 12, 2011	Aug 9, 2011	-3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Mar 16, 2011	Mar 28, 2011	12	Firm change	Other

Relationships

Registered with (6)

→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: current employment
Mar 4, 2022 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Mar 28, 2018 to Feb 4, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 9, 2017 to Mar 27, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 2, 2012 to Nov 2, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 9, 2011 to Nov 12, 2012factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 28, 2011 to Aug 12, 2011factForm ADV

Dated events

Occurred
Feb 4, 2022
Advisor changed firm
Wendy Jean Staudenheimer left Raymond James & Associates, Inc. for Sanctuary Advisors, Llc (registered 2022-03-04)
Form ADVobserved 4 days ago