DFX Intelligence

C•••• M•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

C•••• M•••••• S•••

Advisor at F•••• N••••••• A•••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:bb43dad9-fbe8-06df-2f26-76b1f70675fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• N••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• N••••••• A•••••••• L••	Mixed wealth	Jan 10, 2023	n/a	yes	OMAHA, NE	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 27, 2020	Apr 20, 2022	no	Omaha, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	F•••• N••••••• A•••••••• L••	Apr 20, 2022	Jan 10, 2023	265	Firm change	Ibd to RIA
F•••• N••••••• C•••••• M••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 18, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:277146:NE:2022-04-20	Apr 20, 2022	Jan 10, 2023	OMAHA, NE	Firm change
115920:149018:NE:2015-06-18	Jun 18, 2015	Jun 18, 2015	OMAHA, NE	Firm change

Relationships

Registered with (4)

→ F•••• N••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 10, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
May 27, 2020 to Apr 20, 2022factForm ADV
→ F•••• N••••••• C•••••• M••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2013 to Jun 18, 2015factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

Occurred
Apr 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb43dad9-fbe8-06df-2f26-76b1f70675fc
First observed: Jan 4, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.