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Advisor at BROOKWOOD INVESTMENT GROUP
Franklin, TN | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKWOOD INVESTMENT GROUP | Independent wealth | Mar 25, 2026 | n/a | yes | Franklin, TN|PHOENIX, AZ | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Jun 30, 2021 | Mar 31, 2025 | no | PHOENIX, AZ|Nashville, TN|Franklin, TN | Previous registration |
| PFM ADVISOR | n/a | Jan 9, 2004 | Jun 30, 2021 | no | NASHVILLE, TN|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | BROOKWOOD INVESTMENT GROUP | Mar 31, 2025 | Mar 25, 2026 | 359 | Bulk transfer | RIA to RIA |
| PFM ADVISOR | REDWOOD PRIVATE WEALTH | Jun 30, 2021 | Jun 30, 2021 | 0 | Firm change | Other |