DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

TODD SAUNDERS

Advisor at WELLS FARGO ADVISORS

IRON MOUNTAIN, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bb4b782d-ad2c-1f9f-ccb6-e5561ec45113

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Sep 23, 2004
First registration: Apr 6, 2006
Dual registered: yes, broker-dealer
Other names: TODD ALAN SAUNDERS|TODD SAUNDERS
IAPD individual key: 4832033

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 17, 2024	n/a	yes	IRON MOUNTAIN, MI	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Oct 17, 2024	no	IRON RIVER, MI\|CRYSTAL FALLS, MI\|IRON MOUNTAIN, MI\|MENOMINEE, MI\|STEPHENSON, MI\|MENOMINEE, MI\|MARINETTE, WI\|DULUTH, MN\|IRONWOOD, MI\|IRONWOOD, MI\|IRON MOUNTAIN, MI\|DULUTH, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 6, 2006	Jan 3, 2011	no	CRYSTAL FALLS, MI\|IRON RIVER, MI\|MARQUETTE, MI\|IRON MOUNTAIN, MI\|MARQUETTE, MI\|MARQUETTE, MI\|MARQUETTE, MI\|GRAND RAPIDS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Oct 17, 2024	Oct 17, 2024	0	Channel change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:MN:2024-10-10	Oct 17, 2024	Oct 17, 2024	DULUTH, MN	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 17, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Oct 17, 2024factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 6, 2006 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb4b782d-ad2c-1f9f-ccb6-e5561ec45113
First observed: Apr 6, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TODD SAUNDERS

Advisor at WELLS FARGO ADVISORS

IRON MOUNTAIN, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bb4b782d-ad2c-1f9f-ccb6-e5561ec45113

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Oct 17, 2024

n/a

yes

IRON MOUNTAIN, MI

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jan 3, 2011

Oct 17, 2024

Previous registration

WELLS FARGO INVESTMENTS, LLC

n/a

Apr 6, 2006

Jan 3, 2011

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Oct 17, 2024

Channel change

Wirehouse to wirehouse

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO ADVISORS

Jan 3, 2011

Bulk transfer

Other

Team

Left

Joined

From

Kind

19616:11025:MN:2024-10-10

Oct 17, 2024

DULUTH, MN

Firm change