DFX Intelligence
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Reading the graph
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Advisor at U••••• B•••••••• S••••••• I••
VIENNA, VA | Washington, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U••••• B•••••••• S••••••• I•• | Bd affiliated wealth | Dec 11, 2017 | n/a | yes | VIENNA, VA|Washington, DC | Current employment |
| C•••••• O•• A•••••••• L•• | Former SEC adviser | Jan 28, 2015 | Jul 5, 2017 | no | SEATTLE, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• O•• A•••••••• L•• | U••••• B•••••••• S••••••• I•• | Jul 5, 2017 | Dec 11, 2017 | 159 | Firm change | Other |
| C•••••• O•• F•••••••• A••••••• L•• | C•••••• O•• A•••••••• L•• | Jan 28, 2015 | Jan 28, 2015 |
| C•••••• O•• F•••••••• A••••••• L•• | n/a | Apr 27, 2010 | Jan 28, 2015 | no | MELVILLE, NY|MELVILLE, NY | Previous registration |
| C•••• C•••• F•••••••• S••••••• | n/a | Nov 5, 2004 | May 7, 2010 | no | BETHESDA, MD|BETHESDA, MD|BETHESDA, MD | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C•••• C•••• F•••••••• S••••••• | C•••••• O•• F•••••••• A••••••• L•• | May 7, 2010 | Apr 27, 2010 | -10 | Bulk transfer | Other |