DFX Intelligence

K•••••• W•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

K•••••• W•••• M•••••

Advisor at E••••• W•••••• L••

CONCORD, NC | FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:bb50d251-c7f6-5120-d344-90975f236642

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• W•••••• L••	Independent wealth	Feb 25, 2026	n/a	yes	CONCORD, NC\|FORT LAUDERDALE, FL	Current employment
I••••••••• F•••••••• S••••••••• L••	No RAUM reported	Nov 19, 2015	Jul 31, 2026	no	Concord, NC\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• S••••••••• L••	E••••• W•••••• L••	Jul 31, 2026	Feb 25, 2026	-156	Firm change after gap	RIA to RIA
C•••••• G••••••• W••••• M••••••••• L••	I••••••••• F•••••••• S••••••••• L••	Nov 19, 2015	Nov 19, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
165007:174328:FL:2026-07-31	Jul 31, 2026	Feb 25, 2026	FORT LAUDERDALE, FL	Firm change after gap
131631:165007:NC:2015-11-19	Nov 19, 2015	Nov 19, 2015	CONCORD, NC	Firm change

Relationships

Registered with (6)

→ E••••• W•••••• L••Registered adviserregistration: current employment
Feb 25, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2015 to Jul 31, 2026factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 5, 2012 to Nov 19, 2015factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb50d251-c7f6-5120-d344-90975f236642
First observed: Dec 31, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.