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Advisor at DE MAYO FINANCIAL
ATASCADERO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DE MAYO FINANCIAL | State registered | Jan 1, 2026 | n/a | yes | ATASCADERO, CA | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Feb 19, 2009 | Mar 10, 2014 | no | LIVERMORE, CA|ALAMEDA, CA|SAN FRANCISCO, CA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 19, 1999 | Mar 4, 2009 | no | LIVERMORE, CA|LIVERMORE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | DE MAYO FINANCIAL | Mar 10, 2014 | Jan 1, 2026 | 4,315 | Firm change after gap | Other |
| OSAIC WEALTH, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Mar 4, 2009 | Feb 19, 2009 | -13 | Firm change | Other |