H•••• B•••••

• D• M••• F•••••••• state registered current
  since Jan 1, 2026 · Atascadero, Ca
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Feb 19, 2009 to Mar 10, 2014 · Livermore, Ca
• O•••• W•••••• I••• BD affiliated
  Oct 19, 1999 to Mar 4, 2009 · Livermore, Ca

• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to D• M••• F••••••••
  left Mar 10, 2014, registered Jan 1, 2026 (4315 days) · Other
• O•••• W•••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
  left Mar 4, 2009, registered Feb 19, 2009 (-13 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address