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RIA / WealthAdvisorCertified Financial Planner25 years in industry

GEORGE MICHAEL BAUGHMAN

Advisor at MODERA WEALTH MANAGEMENT, LLC

WESTWOOD, NJ | Tryon, NC

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Search this name across graphsid dfx:ria:bb5eb4a7-2802-0945-2ffa-b3d04d64c017

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERA WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Apr 9, 2001
First registration: Jan 5, 2005
Dual registered: no
Other names: MICHAEL BAUGHMAN
IAPD individual key: 3082789

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERA WEALTH MANAGEMENT, LLC	Independent wealth	Apr 28, 2026	n/a	yes	WESTWOOD, NJ\|Tryon, NC	Current employment
MODERA WEALTH MANAGEMENT, LLC	Independent wealth	Apr 26, 2023	Oct 14, 2024	no	WESTWOOD, NJ\|TRYON, NC	Previous registration
PARSEC FINANCIAL	Former SEC adviser	Apr 1, 2016	Apr 27, 2023	no	TRYON, NC\|ASHEVILLE, NC	Previous registration
MILLARD & COMPANY, INC.	Former SEC adviser	Jan 10, 2014	May 2, 2016	no	TRYON, NC	Previous registration
ABACUS PLANNING GROUP, INC.	Independent wealth	Mar 15, 2010	Jan 15, 2014	no	COLUMBIA, SC	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Jul 20, 2007	Oct 3, 2007	no	MCLEAN, VA	Previous registration
BB&T ASSET MANAGEMENT, INC.	n/a	Jan 5, 2005	Mar 7, 2006	no	FAIRFAX, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARSEC FINANCIAL	MODERA WEALTH MANAGEMENT, LLC	Apr 27, 2023	Apr 26, 2023	-1	Bulk transfer	RIA to RIA
MILLARD & COMPANY, INC.	PARSEC FINANCIAL	May 2, 2016	Apr 1, 2016	-31	Firm change after gap	Other
ABACUS PLANNING GROUP, INC.	MILLARD & COMPANY, INC.	Jan 15, 2014	Jan 10, 2014	-5	Firm change	Other
FIRST HORIZON ADVISORS, INC	ABACUS PLANNING GROUP, INC.	Oct 3, 2007	Mar 15, 2010	894	Firm change after gap	Other
BB&T ASSET MANAGEMENT, INC.	FIRST HORIZON ADVISORS, INC	Mar 7, 2006	Jul 20, 2007	500	Firm change after gap	Other

Relationships

Registered with (6)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 26, 2023 to Oct 14, 2024factForm ADV
→ PARSEC FINANCIALRegistered adviserregistration: previous registration
Apr 1, 2016 to Apr 27, 2023factForm ADV
→ MILLARD & COMPANY, INC.Registered adviserregistration: previous registration
Jan 10, 2014 to May 2, 2016factForm ADV
→ ABACUS PLANNING GROUP, INC.Registered adviserregistration: previous registration
Mar 15, 2010 to Jan 15, 2014factForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Jul 20, 2007 to Oct 3, 2007factForm ADV
→ BB&T ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 5, 2005 to Mar 7, 2006factForm ADV

Dated events

No dated event names this entity yet.