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CRD 107994
COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| XIMENA ALEXANDRA CHASTAIN | Certified Financial Planner | COLUMBIA, SC | 21 | 28 | n/a | no |
| CHARLES BAYS FLOWERS | Chartered Financial Analyst | COLUMBIA, SC | 21 | 24 | n/a | no |
| JONATHAN J. ROBERTSON | Certified Financial Planner | COLUMBIA, SC | 17 | 19 | n/a | no |
| JACKLYN ABIGAIL MASON | Certified Financial Planner | COLUMBIA, SC | 14 | 18 | n/a | no |
| WILLIAM R. JETER | Chartered Financial Analyst | COLUMBIA, SC | 11 | 13 | n/a | no |
| MARY LAIRD WHITMIRE GREEN | Certified Financial Planner | Greenville, SC | COLUMBIA, SC | 10 | 26 | 1 | no |
| SUSAN AMICK MCCANTS | Certified Financial Planner | COLUMBIA, SC | 9 | 24 | n/a | no |
| STEPHEN JONES SCOTT | Certified Financial Planner | COLUMBIA, SC | BRANDON, FL | 9 | 15 | n/a | no |
| Anne Marie E. Ashworth | Certified Financial Planner | GREENVILLE, SC | COLUMBIA, SC | 7 | 11 | n/a | no |
| Ann Josey Beckwith | Certified Financial Planner | COLUMBIA, SC | 6 | 19 | n/a | no |
| STEPHEN Elijah MAGGARD | n/a | COLUMBIA, SC | 4 | 10 | 1 | no |
| Bailey Osborne Davis | n/a | COLUMBIA, SC | 4 | 11 | n/a | no |
| CHERYL RENE HOLLAND | Certified Financial Planner | COLUMBIA, SC | 1 | 28 | n/a | no |
| Karlyn M Jones | Certified Financial Planner | COLUMBIA, SC | 1 | 11 | n/a | no |
| CORINNE SHERIDAN HANNA | Certified Financial Planner | COLUMBIA, SC | 0 | 15 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PERICULUM, L.P., SERIES B | Private Equity Fund | $5.3M | Apr 13, 2026 | 16 | Mar 28, 2023 | reported | 021-198852 |
| PERICULUM, L.P., SERIES A | Private Equity Fund | $3.4M | Apr 13, 2026 | 12 | Jun 18, 2014 | reported | 021-198852 |
| PERICULUM, L.P., SERIES C | Private Equity Fund | $3.1M | Apr 13, 2026 | 11 | Mar 28, 2023 | reported | 021-198852 |
| TERRUM ROYALTY FUND, L.P. | Private Equity Fund | $1.1M | Oct 28, 2024 | 9 | Jun 18, 2014 | dropped | 021-130624 |
| TERRUM ROYALTY FUND II, L.P. | Private Equity Fund | $762,583 | Oct 28, 2024 | 12 | Jun 18, 2014 | dropped | 021-167494 |
| TERRUM ROYALTY FUND III, LP | Private Equity Fund | $594,226 | Oct 28, 2024 | 11 | Mar 30, 2016 | dropped | 021-229682 |
| TERRUM REAL ESTATE PARTNERSHIP I, LP | Private Equity Fund | $138,188 | Apr 13, 2026 | 39 | Jun 18, 2014 | reported | 021-127047 |
| TYCHEE OPPORTUNITY FUND I, L.P. | Private Equity Fund | $24,352 | Apr 13, 2026 | 8 | Jun 18, 2014 | reported | 021-131818 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHASTAIN, XIMENA, ALEXANDRA | Secretary | B | yes | 04/2009 | Apr 13, 2026 | Apr 13, 2026 |
| FLOWERS, CHARLES, BAYS | CHIEF INVESTMENT OFFICER/CO- PRESIDENT | A | yes | 05/2017 | Apr 13, 2026 | Apr 13, 2026 |
| HOLLAND, CHERYL, RENE | Treasurer | D | yes | 01/2025 | Apr 13, 2026 | Apr 13, 2026 |
| McQueen, Marc, Emerson | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2026 | Apr 13, 2026 | Apr 13, 2026 |
| GREEN, MARY, LAIRD WHITMIRE | Shareholder | A | no | 01/2024 | Apr 13, 2026 | Apr 13, 2026 |
| ROBERTSON, JONATHAN, J. | SHAREHOLDER/CO- PRESIDENT | A | no | 05/2022 | Apr 13, 2026 | Apr 13, 2026 |
| SCOTT, STEPHEN, JONES | Shareholder | A | no | 01/2024 | Apr 13, 2026 | Apr 13, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Greenville | Sc | United States | 4 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 13, 2026 | $2.2B | $2.1B | 30 | 5 | 2 | 5 | n/a |
| 2024 | Mar 15, 2025 | $1.9B | $1.8B | 27 | 5 | 2 | 8 | n/a |
| 2023 | Mar 25, 2024 | $1.7B | $1.7B | 27 | 6 | 2 | 8 | $17.4M |
| 2022 | Mar 28, 2023 | $1.5B | $1.5B | 34 | 6 | 3 | 8 | $17.4M |
| 2021 | Mar 22, 2022 | $1.7B | $1.7B | 15 | 14 | 4 | 6 | $17.3M |
| 2020 | Mar 18, 2021 | $1.5B | $1.5B | 16 | 15 | 4 | 6 | $14.6M |
| 2019 | Mar 10, 2020 | $1.3B | $1.3B | 17 | 16 | 5 | 6 | $13.7M |
| 2018 | Mar 24, 2019 | $1.0B | $1.0B | 18 | 15 | 5 | 6 | $11.2M |
| 2017 | Mar 28, 2018 | $1.1B | $1.1B | 19 | 15 | 2 | 6 | $6.3M |
| 2016 | Mar 27, 2017 | $882M | $882M | 17 | 4 | n/a | 6 | $8.1M |
| 2015 | Mar 30, 2016 | $807M | $807M | 18 | 6 | n/a | 6 | $8.4M |
| 2014 | Mar 30, 2015 | $837M | $837M | 17 | 5 | n/a | 5 | $6.9M |
| 2013 | Mar 27, 2014 | $804M | $804M | 16 | 5 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $710M | $0 | 17 | 6 | n/a | n/a | n/a |
| 2011 | Mar 13, 2012 | $652M | $652M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.2B | $1.9B | 13.5% | $1.5B | 12.7% | 30 | 27 | 2 | 2 |