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Advisor at BRIDGES INVESTMENT MANAGEMENT INC
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BRIDGES INVESTMENT MANAGEMENT INC | Mixed wealth | Jul 16, 2020 | n/a | yes | OMAHA, NE | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Dec 7, 2018 | Feb 19, 2020 | no | OMAHA, NE | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Oct 16, 2018 | Dec 3, 2018 | no | Omaha, NE | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Oct 16, 2018 | Dec 3, 2018 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | BRIDGES INVESTMENT MANAGEMENT INC | Feb 19, 2020 | Jul 16, 2020 | 148 | Firm change | Ibd to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Dec 3, 2018 | Oct 16, 2018 | -48 | Bulk transfer | Other |
| TD AMERITRADE, INC. | RBC CAPITAL MARKETS, LLC | Dec 3, 2018 | Dec 7, 2018 | 4 | Firm change | Other |