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CRD 142928
BLOOMFIELD HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROGER NEIL STEED | n/a | BLOOMFIELD HILLS, MI | 14 | 44 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| STEED, ROGER, NEIL | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 12/2006 | Mar 2, 2012 | Oct 31, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 16, 2026 | $189M | $189M | 2 | 1 | 0 | n/a | n/a |
| 2024 | Feb 4, 2025 | $156M | $156M | 2 | 1 | 0 | n/a | n/a |
| 2023 | Jan 26, 2024 | $126M | $126M | 2 | 1 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $90.6M | $90.6M | 2 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $189M | $156M | 20.7% | $90.6M | 27.8% | 2 | 2 | 0 | 0 |