DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K•• C•••••• M••••••••• L••
Latest filing Jan 16, 2026
First filing on the tape Mar 2, 2012 · 10 filings
SEC status approved since Jul 15, 2022
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$189M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$189M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$189M as of Jan 16, 2026
Mar 27, 2023$90.6M then
HNW client RAUM$173M as of Jan 16, 2026
Mar 27, 2023$79.0M then
State-registered IARs (5.B.3)1 as of Jan 16, 2026
Mar 27, 20231 then
Employees (5.A)2 as of Jan 16, 2026
Mar 27, 20232 then
Private funds: no history
RAUM +21% over the last fiscal year+28% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $189MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Custody
- $68.5M, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$173M92%
- Individuals$15.6M8.3%
- Individual clients
- 8reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 148reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $68.5M for 36 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• N••• S•••• | Bloomfield Hills, Mi | Jun 12, 2012 | 44 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• R••••• N••• · Managing Member And Chief Compliance Officercontrolsince 12/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 31 to 34Feb 4, 2025 to Jan 16, 2026
- Individual clients · 12 to 8Feb 4, 2025 to Jan 16, 2026
- Assets in custody · $43.1M to $68.5MFeb 4, 2025 to Jan 16, 2026
- Discretionary RAUM · $156M to $189MFeb 4, 2025 to Jan 16, 2026
- HNW RAUM · $140M to $173MFeb 4, 2025 to Jan 16, 2026
- Individual RAUM · $16.0M to $15.6MFeb 4, 2025 to Jan 16, 2026
- RAUM · $156M to $189MFeb 4, 2025 to Jan 16, 2026
- Accounts · 152 to 148Oct 31, 2024 to Feb 4, 2025
- HNW clients · 26 to 31Oct 31, 2024 to Feb 4, 2025
- Individual clients · 17 to 12Oct 31, 2024 to Feb 4, 2025
- Assets in custody · $39.2M to $43.1MOct 31, 2024 to Feb 4, 2025
- Financial planning clients · 1-10 to 1-10Oct 31, 2024 to Feb 4, 2025
- Discretionary RAUM · $126M to $156MOct 31, 2024 to Feb 4, 2025
- HNW RAUM · $112M to $140MOct 31, 2024 to Feb 4, 2025
- Individual RAUM · $14.3M to $16.0MOct 31, 2024 to Feb 4, 2025
- RAUM · $126M to $156MOct 31, 2024 to Feb 4, 2025
- Accounts · 153 to 152Mar 27, 2023 to Jan 26, 2024
- HNW clients · 20 to 26Mar 27, 2023 to Jan 26, 2024
- Individual clients · 20 to 17Mar 27, 2023 to Jan 26, 2024
- Assets in custody · $25.4M to $39.2MMar 27, 2023 to Jan 26, 2024
- Discretionary RAUM · $90.6M to $126MMar 27, 2023 to Jan 26, 2024
- HNW RAUM · $79.0M to $112MMar 27, 2023 to Jan 26, 2024
- Individual RAUM · $11.6M to $14.3MMar 27, 2023 to Jan 26, 2024
- RAUM · $90.6M to $126MMar 27, 2023 to Jan 26, 2024
- Accounts · 158 to 153Jun 16, 2022 to Mar 27, 2023
- HNW clients · 21 to 20Jun 16, 2022 to Mar 27, 2023
- Individual clients · 21 to 20Jun 16, 2022 to Mar 27, 2023
- Assets in custody · $33.9M to $25.4MJun 16, 2022 to Mar 27, 2023
- Discretionary RAUM · $126M to $90.6MJun 16, 2022 to Mar 27, 2023
- HNW RAUM · $109M to $79.0MJun 16, 2022 to Mar 27, 2023
- Individual RAUM · $16.2M to $11.6MJun 16, 2022 to Mar 27, 2023
- RAUM · $126M to $90.6MJun 16, 2022 to Mar 27, 2023
- Assets in custody · unset to 33902219.0May 15, 2012 to Jun 16, 2022
- Custody of client assets · false to trueMay 15, 2012 to Jun 16, 2022
- Employees · unset to 2.0May 15, 2012 to Jun 16, 2022
- State-registered IARs · 0 to 1May 15, 2012 to Jun 16, 2022
- Other offices · unset to 0.0May 15, 2012 to Jun 16, 2022
- Discretionary RAUM · $48.1M to $126MMay 15, 2012 to Jun 16, 2022
- HNW RAUM · unset to 109441234.0May 15, 2012 to Jun 16, 2022
- Individual RAUM · unset to 16200756.0May 15, 2012 to Jun 16, 2022
Signals
1 dated events
- K•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-433-0621reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.k•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 248-433-0621reportedpublic record, Form ADV, Jan 16, 2026
- Contact form
- k•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $189Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026