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Advisor at WELLS FARGO ADVISORS
HENDERSON, NV | LONG BEACH, CA | RENO, NV | IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 27, 2020 | n/a | yes | LONG BEACH, CA|IRVINE, CA|HENDERSON, NV|RENO, NV | Current employment |
| CAERUS INVESTMENT ADVISORS, LLC | Mixed wealth | Aug 29, 2016 | Jan 15, 2020 | no | WEST LAKE HILLS, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 10, 2015 | Aug 26, 2016 | no | WASHINGTON, DC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 22, 1998 | Jul 2, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAERUS INVESTMENT ADVISORS, LLC | WELLS FARGO ADVISORS | Jan 15, 2020 | Feb 27, 2020 | 43 | Firm change | RIA to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | CAERUS INVESTMENT ADVISORS, LLC | Aug 26, 2016 | Aug 29, 2016 | 3 | Firm change | Other |