DFX Intelligence

I•• M•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

I•• M•••••• T•••••••

Advisor at W•••• F•••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:bb745096-39d8-c584-bb4a-897c176d85d4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 10, 2026	n/a	yes	WESTLAKE VILLAGE, CA\|San Luis Obispo, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 29, 2019	Sep 10, 2026	no	SAN LUIS OBISPO, CA\|SAN LUIS OBISPO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Sep 10, 2026	Sep 10, 2026	0	Channel change	Wirehouse to wirehouse
M••••• S••••••	W•••• F•••• A•••••••	May 8, 2019	Apr 29, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:CA:2019-05-08	May 8, 2019	Apr 29, 2019	SAN LUIS OBISPO, CA	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 29, 2019 to Sep 10, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 26, 2010 to May 8, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb745096-39d8-c584-bb4a-897c176d85d4
First observed: Jul 26, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.