DFX Intelligence

A•••• L•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

A•••• L•• P•••••

Advisor at N••••••••• S••••••••• L••

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bb83395b-b01e-8b68-3f4b-08877c74daf2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 30, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• S••••••••• L••	No RAUM reported	May 13, 2026	n/a	yes	COLUMBUS, OH	Current employment
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Mar 10, 2016	May 12, 2026	no	COLUMBUS, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• I••••••••• A•••••••• L••	N••••••••• S••••••••• L••	May 12, 2026	May 13, 2026	1	Firm change	Other
N••••••••• S••••••••• L••	N••••••••• I••••••••• A•••••••• L••	Mar 21, 2016	Mar 10, 2016

Relationships

Registered with (4)

→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 9, 2013 to Mar 21, 2016factForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2016 to May 12, 2026factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jan 12, 2011 to Aug 1, 2012factForm ADV
→ 1••• C•••••• M••••••••• C••••••

Dated events

Occurred
May 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb83395b-b01e-8b68-3f4b-08877c74daf2
First observed: Jul 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.