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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

LAUREN MOUZAYCK MILLARD

Advisor at CETERA INVESTMENT ADVISERS LLC

BIRMINGHAM, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 27, 2008
First registration: Jun 3, 2008
Dual registered: yes, broker-dealer
Other names: LAUREN MARIE SPIVEY|LAUREN MARIC MOUZAYCK|LAUREN MARIE MOUZAYCK
IAPD individual key: 4836183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 10, 2023	n/a	yes	BIRMINGHAM, AL	Current employment
MORGAN STANLEY	Wirehouse	Dec 6, 2012	Nov 15, 2022	no	Atlanta, GA\|Atlanta, GA\|Alpharetta, GA\|Birmingham, AL	Previous registration
APRIO WEALTH MANAGEMENT, LLC	Independent wealth	Aug 22, 2012	Jan 17, 2013	no	ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 8, 2012	no	Atlanta, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 3, 2008	Jun 1, 2009	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CETERA INVESTMENT ADVISERS LLC	Nov 15, 2022	Jan 10, 2023	56	Firm change	Wirehouse to ibd
APRIO WEALTH MANAGEMENT, LLC	MORGAN STANLEY	Jan 17, 2013	Dec 6, 2012	-42	Firm change after gap	Other
MORGAN STANLEY	APRIO WEALTH MANAGEMENT, LLC	Aug 8, 2012	Aug 22, 2012	14	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 10, 2023 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 6, 2012 to Nov 15, 2022factForm ADV
→ APRIO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 22, 2012 to Jan 17, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 3, 2008 to Jun 1, 2009factForm ADV

Dated events

Occurred
Nov 15, 2022
Advisor changed firm
Lauren Mouzayck Millard left Morgan Stanley for Cetera Investment Advisers Llc (registered 2023-01-10)
Form ADVobserved 4 days ago