DFX Intelligence

A•••• S••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••• S••••• P•••

Advisor at L•• F•••••••• L••

ALTAMONTE SPRINGS, FL

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Search this name across graphsid dfx:ria:bb9092ec-67f6-f2a4-6a83-ba743a5f14ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 19, 2021	n/a	yes	ALTAMONTE SPRINGS, FL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Aug 29, 2016	Dec 16, 2021	no	LONGWOOD, FL\|LONGWOOD, FL\|ORLANDO, FL\|DELAND, FL\|Heathrow, FL\|Orlando, FL\|LONGWOOD, FL\|ASTATULA, FL\|Orlando, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	L•• F•••••••• L••	Dec 16, 2021	Nov 19, 2021	-27	Firm change	Ibd to ibd
W•••••• • R•••	C•••••••• F•••••••• G•••• A•••••••	Sep 12, 2016	Aug 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:15708:FL:2016-09-06	Sep 12, 2016	Aug 29, 2016	MAITLAND, FL	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 19, 2021 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Aug 29, 2016 to Dec 16, 2021factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Mar 11, 2014 to Sep 12, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb9092ec-67f6-f2a4-6a83-ba743a5f14ac
First observed: Mar 11, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.