RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• S••••• P•••
- L•• F•••••••• L•• BD affiliated currentsince Nov 19, 2021 · Altamonte Springs, Fl
- C•••••••• F•••••••• G•••• A••••••• formerAug 29, 2016 to Dec 16, 2021 · Longwood, Fl
- W•••••• • R••• formerMar 11, 2014 to Sep 12, 2016 · Maitland, Fl
- C•••••••• F•••••••• G•••• A••••••• to L•• F•••••••• L••left Dec 16, 2021, registered Nov 19, 2021 (-27 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to C•••••••• F•••••••• G•••• A•••••••left Sep 12, 2016, registered Aug 29, 2016 (-14 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address