DFX Intelligence

D••••• W•••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

D••••• W•••••• B•••••••

Advisor at P••••••• W••••• M••••••••• L••

Fresno, CA

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Search this name across graphsid dfx:ria:bba959fa-b1b4-d349-d347-262764814550

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 19, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• M••••••••• L••	State registered	Apr 29, 2026	n/a	yes	Fresno, CA	Current employment
T•• I••••••••	Independent wealth	May 13, 2019	Jul 23, 2026	no	Fresno, CA\|DENVER, CO\|Clovis, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• I••••••••	P••••••• W••••• M••••••••• L••	Jul 23, 2026	Apr 29, 2026	-85	Firm change after gap	RIA to state RIA
I•••••••• F•• W••••• A•••••••• I•••	T•• I••••••••	Apr 30, 2019	May 13, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149347:127207:CO:2019-04-26	Apr 30, 2019	May 13, 2019	DENVER, CO	Firm change
141253:127145:CA:2017-06-19	Jun 19, 2017	Oct 10, 2016	SAN JOSE, CA	Firm change after gap
127145:149347:AR:2017-01-25	Jan 25, 2017	Jan 27, 2017	NORTH LITTLE ROCK, AR	Firm change

Relationships

Registered with (5)

→ P••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ T•• I••••••••Registered adviserregistration: previous registration
May 13, 2019 to Jul 23, 2026factForm ADV
→ I•••••••• F•• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2017 to Apr 30, 2019factForm ADV
→ C•••••• W••••• M•••••••••

Dated events

Occurred
Jul 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bba959fa-b1b4-d349-d347-262764814550
First observed: Jan 21, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.