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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MICHAEL JEFFREY CONNOR

Advisor at BANKERS LIFE ADVISORY SERVICES, INC.

Newark, DE | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BANKERS LIFE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Feb 5, 2004
First registration: Sep 22, 2009
Dual registered: yes, broker-dealer
Other names: MIKE CONNOR
IAPD individual key: 4677683

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 5, 2016	n/a	yes	CHICAGO, IL\|Newark, DE	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Aug 3, 2015	May 27, 2016	no	NEWARK, DE\|Birmingham, AL\|NEWARK, DE\|BIRMINGHAM, AL	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 5, 2015	Aug 3, 2015	no	Wilmington, DE\|WILMINGTON, DE\|NEWARK, DE\|WILMINGTON, DE\|Newark, DE	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 29, 2012	Jan 6, 2015	no	NEWARK, DE\|WILMINGTON, DE\|WILMINGTON, DE\|NEWARK, DE\|WILMINGTON, DE	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Feb 16, 2011	Nov 16, 2012	no	NEWARK, DE\|CEDAR RAPIDS, IA\|WILMINGTON, DE	Previous registration
DIRECTED SERVICES LLC	Former SEC adviser	Sep 22, 2009	Nov 30, 2010	no	WEST CHESTER, PA\|WEST CHESTER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	BANKERS LIFE ADVISORY SERVICES, INC.	May 27, 2016	Jul 5, 2016	39	Bulk transfer	Other
COMMONWEALTH FINANCIAL NETWORK	CONCOURSE FINANCIAL GROUP ADVISORS	Aug 3, 2015	Aug 3, 2015	0	Firm change	Other
INVEST FINANCIAL CORPORATION	COMMONWEALTH FINANCIAL NETWORK	Jan 6, 2015	Jan 5, 2015	-1	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	INVEST FINANCIAL CORPORATION	Nov 16, 2012	Oct 29, 2012	-18	Firm change	Other
DIRECTED SERVICES LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Nov 30, 2010	Feb 16, 2011	78	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:8032:DE:2015-01-06	Jan 6, 2015	Jan 5, 2015	WILMINGTON, DE	Firm change

Relationships

Registered with (6)

→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Jul 5, 2016 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Aug 3, 2015 to May 27, 2016factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 5, 2015 to Aug 3, 2015factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 29, 2012 to Jan 6, 2015factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 16, 2011 to Nov 16, 2012factForm ADV
→ DIRECTED SERVICES LLCRegistered adviserregistration: previous registration
Sep 22, 2009 to Nov 30, 2010factForm ADV

Dated events

No dated event names this entity yet.