DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Jeffrey Connor
Feed of 09/15/2026
Also filed as Mike Connor
At current firm
10 y
since Jul 5, 2016
In the industry
22 y
since Feb 5, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bankers Life Advisory Services, Inc. BD affiliated currentsince Jul 5, 2016 · Chicago, Il
- Concourse Financial Group Advisors formerAug 3, 2015 to May 27, 2016 · Newark, De
- Commonwealth Financial Network national BDJan 5, 2015 to Aug 3, 2015 · Wilmington, De
- Invest Financial Corporation formerOct 29, 2012 to Jan 6, 2015 · Newark, De
- Transamerica Financial Advisors, LLC BD affiliatedFeb 16, 2011 to Nov 16, 2012 · Newark, De
- Directed Services LLC formerSep 22, 2009 to Nov 30, 2010 · West Chester, Pa
Moves
a registration end followed by a registration begin elsewhere
- Concourse Financial Group Advisors to Bankers Life Advisory Services, Inc.left May 27, 2016, registered Jul 5, 2016 (39 days) · corporate re-registration, not a move
- Commonwealth Financial Network to Concourse Financial Group Advisorsleft Aug 3, 2015, registered Aug 3, 2015 (0 days) · Other
- Invest Financial Corporation to Commonwealth Financial Networkleft Jan 6, 2015, registered Jan 5, 2015 (-1 days) · Other · moved with a team
- Transamerica Financial Advisors, LLC to Invest Financial Corporationleft Nov 16, 2012, registered Oct 29, 2012 (-18 days) · Other
- Directed Services LLC to Transamerica Financial Advisors, LLCleft Nov 30, 2010, registered Feb 16, 2011 (78 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address