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Advisor at THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES
FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | Independent wealth | Sep 29, 2021 | n/a | yes | FRANKLIN, TN | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 30, 2014 | Jul 15, 2021 | no | EDEN PRAIRIE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | Jul 15, 2021 | Sep 29, 2021 | 76 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:311385:MN:2021-07-07 | Jul 15, 2021 | Sep 29, 2021 | EDEN PRAIRIE, MN | Firm change |