DFX Intelligence

G•••••• J•• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

G•••••• J•• S•••••••

Advisor at S••••••••• F•••••••• P•••••••

Calumet, MI

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Search this name across graphsid dfx:ria:bbb5f257-c44d-b3f9-742c-cfff0ace36e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• P•••••••	State registered	Jun 18, 2024	n/a	yes	Calumet, MI	Current employment
S••• F•••••••• A•••••• L••	n/a	Jul 1, 2024	Jan 30, 2025	no	CALUMET, MI\|HOUGHTON, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• F•••••••• A•••••• L••	n/a	Jan 30, 2025	n/a	n/a	Departure no registered destination	Departure
C••••• I••••••••• A••••••• L••	S••••••••• F•••••••• P•••••••	Apr 18, 2024	Jun 18, 2024	61

Relationships

Registered with (5)

→ S••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jun 18, 2024 to presentfactForm ADV
→ S••• F•••••••• A•••••• L••Registered adviserregistration: previous registration
Jul 1, 2024 to Jan 30, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 6, 2018 to Apr 18, 2024factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

Occurred
Jan 30, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbb5f257-c44d-b3f9-742c-cfff0ace36e5
First observed: May 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.