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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FORUM PARTNERS INVESTMENT MANAGEMENT LLC

CRD 161192

OLD GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbd6207e-fd02-7c6b-7b74-d984591f52aa

Data as of Oct 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 5
On other graphs: 3
Observed: Feb 14, 2012 to Oct 14, 2019
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Forum Partners Investment Management LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Forum Partners Investment Management LLC

Capital provider to sponsors · shared crd

Real Estate Fundsidentity

Forum Partners Investment Management LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $190MItem 5.F on the latest filing (2019-10-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $190M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 10
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $79.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $79.2M
SEC number: 801-73675
CRD: 161192
Filings on the tape: 16
First filed: Feb 14, 2012
Latest filed: Oct 14, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FORUM GLOBAL INVESTMENTS SCSP	Real Estate Fund	$95.2M	Jun 7, 2017	4	Mar 31, 2017	dropped	n/a
FORUM EUROPEAN REALTY INCOME IV, SCSP	Real Estate Fund	$70.9M	Jun 7, 2017	3	Mar 27, 2015	dropped	n/a
FORUM PARTNERS NORTHEAST SUBURBAN OFFICE FUND I, L.P.	Real Estate Fund	$24.5M	Dec 9, 2016	12	Mar 30, 2016	dropped	n/a
FORUM EUROPEAN REALTY INCOME LP	Real Estate Fund	$19.8M	Jun 7, 2017	2	Feb 14, 2012	dropped	n/a
FORUM ASIAN REALTY INCOME III LP	Private Equity Fund	$17.2M	Mar 29, 2019	12	Feb 14, 2012	reported	n/a
FORUM NEW YORK APARTMENTS LP	Private Equity Fund	$12.2M	Apr 16, 2024	8	Mar 30, 2016	reported	021-241877
FORUM INCOME FUND I, LLC	Real Estate Fund	$9.6M	Jun 7, 2017	64	Mar 31, 2017	dropped	021-281733
FORUM GLOBAL INVESTMENTS, LP	Real Estate Fund	$8.9M	Apr 16, 2024	87	Apr 1, 2021	reported	021-358463
FORUM EUROPEAN REALTY INCOME III LP	Private Equity Fund	$8.2M	Apr 16, 2024	23	Feb 14, 2012	reported	n/a
FRXL CO-INVESTMENT 1 LP	Private Equity Fund	$3.5M	Apr 16, 2024	19	Mar 27, 2013	reported	n/a
GLOBAL CO-INVESTMENT OPPORTUNITY FUND II LP	Real Estate Fund	$2.1M	Apr 16, 2024	1	Mar 31, 2023	reported	021-440776
FRXL CO-INVESTMENT 2 LP	Private Equity Fund	$1.9M	Apr 16, 2024	15	Mar 27, 2015	reported	n/a
FORUM ASIAN REALTY INCOME II LP	Private Equity Fund	$510,000	Mar 29, 2019	20	Feb 14, 2012	reported	n/a
FORUM GLOBAL INVESTMENTS SCSP	Private Equity Fund	$71,990	Apr 16, 2024	2	May 29, 2020	reported	n/a
FORUM PARTNERS NORTHEAST OFFICE MANAGEMENT I, L.P.	Real Estate Fund	$46,000	Dec 9, 2016	10	Mar 30, 2016	dropped	n/a
FORUM EUROPEAN REALTY INCOME II L.P.	Private Equity Fund	$44,932	Apr 1, 2021	15	Feb 14, 2012	reported	n/a
FORUM ASIAN REALTY INCOME LP	Real Estate Fund	$39,000	Jun 7, 2017	4	Feb 14, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GREPPON ACQUIRORS LLC	DISREGARDED ENTITY	D	yes	09/2019	Oct 14, 2019	Oct 14, 2019
GREPPON ADVISORS LLC	DIRECT OWNER	E	yes	09/2019	Oct 14, 2019	Oct 14, 2019
MORGAN, BENJAMIN, WILLIAM EDWARD	MANAGING DIRECTOR AND GENERAL COUNSEL OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC	Na	yes	09/2016	Dec 9, 2016	Oct 14, 2019
PLATT, RUSSELL, CHRISTOPHER	MEMBER MANAGER	F	yes	05/2018	Feb 14, 2012	Oct 14, 2019
PLATT, RUSSELL, CHRISTOPHER	ELECTED MANAGER AND MEMBER: MANAGING DIRECTOR, CEO, AND CIO OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC	C	yes	12/2002	Feb 14, 2012	Oct 14, 2019
STOWELL III, JOSEPH, FRANCIS	CHIEF COMPLIANCE OFFICER	Na	no	06/2018	Jun 5, 2018	Oct 14, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FERI IV GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
FORUM EUROPEAN REALTY INCOME III GP LIMITED	n/a	n/a	n/a	Y	yes	n/a
FORUM EUROPEAN REALTY INCOME IV GP SCSP	n/a	n/a	n/a	N	yes	n/a
FORUM GLOBAL INVESTMENTS GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
FORUM PARTNERS EUROPE (UK) LLP	n/a	n/a	n/a	Y	yes	n/a
FRXL CO-INVESTMENT GP 1 LIMITED	n/a	n/a	n/a	Y	yes	n/a
FRXL CO-INVESTMENT GP 2 LIMITED	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Central	n/a	Hong Kong	4	no
London	n/a	United Kingdom	3	no
Sydney	n/a	Australia	2	no
SANTA FE	Nm	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$190M	$190M	19	10	4	7	$190M
2017	Mar 29, 2018	$469M	$469M	27	17	6	7	$469M
2016	Mar 31, 2017	$783M	$783M	35	20	n/a	11	$783M
2015	Mar 30, 2016	$1.1B	$1.1B	40	28	n/a	12	$1.1B
2014	Mar 27, 2015	$1.2B	$1.2B	44	30	n/a	9	$1.9B
2013	Mar 31, 2014	$1.5B	$1.5B	51	34	n/a	7	$1.8B
2012	Mar 27, 2013	$1.7B	$1.7B	50	32	n/a	7	$1.7B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$190M	$469M	-59.6%	$1.1B	-44.5%	19	27	4	6

Relationships

Advises (17)

→ FORUM EUROPEAN REALTY INCOME III LPPrivate fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ FORUM GLOBAL INVESTMENTS SCSPPrivate fundPrivate Equity Fund, ERA
May 29, 2020 to presentfactForm ADV
→ FORUM NEW YORK APARTMENTS LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2016 to presentfactForm ADV
→ FRXL CO-INVESTMENT 1 LPPrivate fundPrivate Equity Fund, ERA
Mar 27, 2013 to presentfactForm ADV
→ FRXL CO-INVESTMENT 2 LPPrivate fundPrivate Equity Fund, ERA
Mar 27, 2015 to presentfactForm ADV
→ GLOBAL CO-INVESTMENT OPPORTUNITY FUND II LPPrivate fundReal Estate Fund, ERA
Mar 31, 2023 to presentfactForm ADV
→ FORUM GLOBAL INVESTMENTS, LPPrivate fundReal Estate Fund, ERA
Apr 1, 2021 to presentfactForm ADV
→ FORUM EUROPEAN REALTY INCOME II L.P.Private fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ FORUM ASIAN REALTY INCOME III LPPrivate fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ FORUM ASIAN REALTY INCOME II LPPrivate fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ FORUM EUROPEAN REALTY INCOME IV, SCSPPrivate fundReal Estate Fund, IA, no longer reported
Mar 27, 2015 to Jun 7, 2017factForm ADV
→ FORUM EUROPEAN REALTY INCOME LPPrivate fundReal Estate Fund, IA, no longer reported
Feb 14, 2012 to Jun 7, 2017factForm ADV
→ FORUM ASIAN REALTY INCOME LPPrivate fundReal Estate Fund, IA, no longer reported
Feb 14, 2012 to Jun 7, 2017factForm ADV
→ FORUM GLOBAL INVESTMENTS SCSPPrivate fundReal Estate Fund, IA, no longer reported
Mar 31, 2017 to Jun 7, 2017factForm ADV
→ FORUM INCOME FUND I, LLCPrivate fundReal Estate Fund, IA, no longer reported
Mar 31, 2017 to Jun 7, 2017factForm ADV
→ FORUM PARTNERS NORTHEAST OFFICE MANAGEMENT I, L.P.Private fundReal Estate Fund, IA, no longer reported
Mar 30, 2016 to Dec 9, 2016factForm ADV
→ FORUM PARTNERS NORTHEAST SUBURBAN OFFICE FUND I, L.P.Private fundReal Estate Fund, IA, no longer reported
Mar 30, 2016 to Dec 9, 2016factForm ADV

Controls (4)

← GREPPON ACQUIRORS LLCOwnerDISREGARDED ENTITY, ownership code D, domestic entity
Oct 14, 2019 to presentfactForm ADV
← PLATT, RUSSELL, CHRISTOPHEROwnerMEMBER MANAGER, ownership code F, individual
Feb 14, 2012 to presentfactForm ADV
← MORGAN, BENJAMIN, WILLIAM EDWARDOwnerMANAGING DIRECTOR AND GENERAL COUNSEL OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC, ownership code NA, individual
Dec 9, 2016 to presentfactForm ADV
← GREPPON ADVISORS LLCOwnerDIRECT OWNER, ownership code E, domestic entity
Oct 14, 2019 to presentfactForm ADV

Owns (1)

← STOWELL III, JOSEPH, FRANCISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 5, 2018 to presentfactForm ADV

Dated events

Occurred
Oct 14, 2019
Control person left
Sneath Caroline Mcbride (Elected Manager (Holding C Shares) And Member: Senior Adviser Of Forum Partners Investment Management Llc) no longer on Schedule A of Forum Partners Investment Management Llc (listed 2019-03-29, absent 2019-10-14)
Form ADVobserved 3 days ago
Occurred
Oct 14, 2019
Control person left
Nicholas Andrew Walker (Elected Manager And Member: Managing Director And Chief Investment Officer Europe Of Forum Partners Investment Management Llc) no longer on Schedule A of Forum Partners Investment Management Llc (listed 2019-03-29, absent 2019-10-14)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Forum Partners Investment Management Llc reported RAUM $189.6M, down 60% from $469.4M (2018-09-19 to 2019-03-29)
Form ADVobserved 3 days ago
$-280M
Occurred
Mar 29, 2019
Control person left
Adam Malcolm Glyn (Member: Managing Director (Holding C And E Shares) And Chief Financial Officer Of Forum Partners Investment Management Llc) no longer on Schedule A of Forum Partners Investment Management Llc (listed 2018-09-19, absent 2019-03-29)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Forum Partners Investment Management Llc reported RAUM $469.4M, down 40% from $782.8M (2017-06-07 to 2018-03-29)
Form ADVobserved 3 days ago
$-313M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbd6207e-fd02-7c6b-7b74-d984591f52aa
First observed: Feb 14, 2012
Last observed: Oct 14, 2019 84 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORUM PARTNERS INVESTMENT MANAGEMENT LLC

CRD 161192

OLD GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbd6207e-fd02-7c6b-7b74-d984591f52aa

Data as of Oct 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FORUM GLOBAL INVESTMENTS SCSP

Real Estate Fund

$95.2M

Jun 7, 2017

Mar 31, 2017

dropped

n/a

FORUM EUROPEAN REALTY INCOME IV, SCSP

Real Estate Fund

$70.9M

Jun 7, 2017

Mar 27, 2015

dropped

n/a

FORUM PARTNERS NORTHEAST SUBURBAN OFFICE FUND I, L.P.

Real Estate Fund

$24.5M

Dec 9, 2016

Mar 30, 2016

dropped

n/a

FORUM EUROPEAN REALTY INCOME LP

Real Estate Fund

$19.8M

Jun 7, 2017

Feb 14, 2012

dropped

n/a

FORUM ASIAN REALTY INCOME III LP

Private Equity Fund

$17.2M

Mar 29, 2019

Feb 14, 2012

reported

n/a

FORUM NEW YORK APARTMENTS LP

Private Equity Fund

$12.2M

Apr 16, 2024

Mar 30, 2016

reported

021-241877

FORUM INCOME FUND I, LLC

Real Estate Fund

$9.6M

Jun 7, 2017

Mar 31, 2017

dropped

021-281733

FORUM GLOBAL INVESTMENTS, LP

Real Estate Fund

$8.9M

Apr 16, 2024

Apr 1, 2021

reported

021-358463

FORUM EUROPEAN REALTY INCOME III LP

Private Equity Fund

$8.2M

Apr 16, 2024

Feb 14, 2012

reported

n/a

FRXL CO-INVESTMENT 1 LP

Private Equity Fund

$3.5M

Apr 16, 2024

Mar 27, 2013

reported

n/a

GLOBAL CO-INVESTMENT OPPORTUNITY FUND II LP

Real Estate Fund

$2.1M

Apr 16, 2024

Mar 31, 2023

reported

021-440776

FRXL CO-INVESTMENT 2 LP

Private Equity Fund

$1.9M

Apr 16, 2024

Mar 27, 2015

reported

n/a

FORUM ASIAN REALTY INCOME II LP

Private Equity Fund

$510,000

Mar 29, 2019

Feb 14, 2012

reported

n/a

FORUM GLOBAL INVESTMENTS SCSP

Private Equity Fund

$71,990

Apr 16, 2024

May 29, 2020

reported

n/a

FORUM PARTNERS NORTHEAST OFFICE MANAGEMENT I, L.P.

Real Estate Fund

$46,000

Dec 9, 2016

Mar 30, 2016

dropped

n/a

FORUM EUROPEAN REALTY INCOME II L.P.

Private Equity Fund

$44,932

Apr 1, 2021

Feb 14, 2012

reported

n/a

FORUM ASIAN REALTY INCOME LP

Real Estate Fund

$39,000

Jun 7, 2017

Feb 14, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GREPPON ACQUIRORS LLC

DISREGARDED ENTITY

yes

09/2019

Oct 14, 2019

GREPPON ADVISORS LLC

DIRECT OWNER

yes

09/2019

Oct 14, 2019

MORGAN, BENJAMIN, WILLIAM EDWARD

MANAGING DIRECTOR AND GENERAL COUNSEL OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC

yes

09/2016

Dec 9, 2016

Oct 14, 2019

PLATT, RUSSELL, CHRISTOPHER

MEMBER MANAGER

yes

05/2018

Feb 14, 2012

Oct 14, 2019

PLATT, RUSSELL, CHRISTOPHER

ELECTED MANAGER AND MEMBER: MANAGING DIRECTOR, CEO, AND CIO OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC

yes

12/2002

Feb 14, 2012

Oct 14, 2019

STOWELL III, JOSEPH, FRANCIS

CHIEF COMPLIANCE OFFICER

06/2018

Jun 5, 2018

Oct 14, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FERI IV GP S.A.R.L.

n/a

yes

n/a

FORUM EUROPEAN REALTY INCOME III GP LIMITED

n/a

yes

n/a

FORUM EUROPEAN REALTY INCOME IV GP SCSP

n/a

yes

n/a

FORUM GLOBAL INVESTMENTS GP S.A.R.L.

n/a

yes

n/a

FORUM PARTNERS EUROPE (UK) LLP

n/a

yes

n/a

FRXL CO-INVESTMENT GP 1 LIMITED

n/a

yes

n/a

FRXL CO-INVESTMENT GP 2 LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Central

n/a

Hong Kong

London

n/a

United Kingdom

Sydney

n/a

Australia

SANTA FE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$190M

2017

Mar 29, 2018

$469M

2016

Mar 31, 2017

$783M

n/a

$783M

2015

Mar 30, 2016

$1.1B

n/a

$1.1B

2014

Mar 27, 2015

$1.2B

n/a

$1.9B

2013

Mar 31, 2014

$1.5B

n/a

$1.8B

2012

Mar 27, 2013

$1.7B

n/a

$1.7B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$190M

$469M

-59.6%

$1.1B

-44.5%