DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F•••• P••••••• I••••••••• M••••••••• L••

Former SEC-registered adviserOld Greenwich, ConnecticutCRD 161192SEC 801-73675IAPD
Latest filing Oct 14, 2019
First filing on the tape Feb 14, 2012 · 16 filings
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
4
$79.0M gross assets
History
16 filings and snapshots on the tape
RAUM$190M as of Mar 29, 2019
Mar 27, 2013$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 27, 20130 then
Employees (5.A)19 as of Mar 29, 2019
Mar 27, 201350 then
Private funds7 as of Mar 29, 2019
Mar 27, 20137 then
RAUM -60% over the last fiscal year-44% a year over threeIARs 0 to 0offices 6 to 4
Practice profile
derived from the filing of Oct 14, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$27.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
-60%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$79.2M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$190M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$79.2M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      17 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F•••• G••••• I••••••••• S•••no longer reportedReal Estate Fund$95.2M4Mar 31, 2017
      F•••• E••••••• R••••• I••••• I•• S•••no longer reportedReal Estate Fund$70.9M3Mar 27, 2015
      F•••• P••••••• N•••••••• S••••••• O••••• F••• I• L•••no longer reportedReal Estate Fund$24.5M12Mar 30, 2016
      F•••• E••••••• R••••• I••••• L•no longer reportedReal Estate Fund$19.8M2Feb 14, 2012
      F•••• A•••• R••••• I••••• I•• L•Private Equity Fund$17.2M12Feb 14, 2012
      F•••• N•• Y••• A••••••••• L•Private Equity Fund$12.2M8Mar 30, 2016
      F•••• I••••• F••• I• L••no longer reportedReal Estate Fund$9.6M64Mar 31, 2017
      F•••• G••••• I••••••••• L•Real Estate Fund$8.9M87Apr 1, 2021
      F•••• E••••••• R••••• I••••• I•• L•Private Equity Fund$8.2M23Feb 14, 2012
      F••• C••••••••• 1• L•Private Equity Fund$3.5M19Mar 27, 2013
      G••••• C••••••••• O••••••••• F••• I• L•Real Estate Fund$2.1M1Mar 31, 2023
      F••• C••••••••• 2• L•Private Equity Fund$1.9M15Mar 27, 2015
      F•••• A•••• R••••• I••••• I• L•Private Equity Fund$510,00020Feb 14, 2012
      F•••• G••••• I••••••••• S•••Private Equity Fund$71,9902May 29, 2020
      F•••• P••••••• N•••••••• O••••• M••••••••• I• L•••no longer reportedReal Estate Fund$46,00010Mar 30, 2016
      F•••• E••••••• R••••• I••••• I• L•••Private Equity Fund$44,93215Feb 14, 2012
      F•••• A•••• R••••• I••••• L•no longer reportedReal Estate Fund$39,0004Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• B•••••••• W•••••• E••••• · Managing Director And General Counsel Of F•••• P••••••• I••••••••• M••••••••• L••control
        since 09/2016 · owns less than 5%
      • P••••• R••••••• C••••••••• · Elected Manager And Member: Managing Director, Ceo, And Cio Of F•••• P••••••• I••••••••• M••••••••• L••control
        since 12/2002 · owns 25% to 50%
      • P••••• R••••••• C••••••••• · Member Managercontrol
        since 05/2018 · owns F of G•••••• A••••••• L••
      • S•••••• I••• J•••••• F•••••• · Chief Compliance Officer
        since 06/2018 · owns less than 5%
      Entity owners
      • G•••••• A•••••••• L•• · Disregarded Entity
        direct · owns 50% to 75%
      • G•••••• A••••••• L•• · Direct Owner
        indirect · owns 75% or more of G•••••• A•••••••• L••
      Related persons
      Schedule D 7.A
      • F••• I• G• S•••••••
        pooled vehicle sponsorn
      • F•••• E••••••• R••••• I••••• I•• G• L••••••
        pooled vehicle sponsory
      • F•••• E••••••• R••••• I••••• I• G• S•••
        pooled vehicle sponsorn
      • F•••• G••••• I••••••••• G• S•••••••
        pooled vehicle sponsorn
      • F•••• P••••••• E••••• ••• L••
        investment advisery
      • F••• C••••••••• G• 1• L••••••
        pooled vehicle sponsory
      • F••• C••••••••• G• 2• L••••••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Central, Hong Kong4 employees
      • London, United Kingdom3 employees
      • Sydney, Australia2 employees
      • Santa Fe, NM
      What changed
      consecutive filings, newest first
      • Assets in custody · $190M to $79.2M
        Mar 29, 2019 to Oct 14, 2019
      • Private funds · 7 to 4
        Mar 29, 2019 to Oct 14, 2019
      • Advisory employees · 17 to 10
        Sep 19, 2018 to Mar 29, 2019
      • Assets in custody · unset to 189603000.0
        Sep 19, 2018 to Mar 29, 2019
      • Custody of client assets · false to true
        Sep 19, 2018 to Mar 29, 2019
      • Employees · 27 to 19
        Sep 19, 2018 to Mar 29, 2019
      • Other offices · 6 to 4
        Sep 19, 2018 to Mar 29, 2019
      • Discretionary RAUM · $469M to $190M
        Sep 19, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $469M to $190M
        Sep 19, 2018 to Mar 29, 2019
      • RAUM · $469M to $190M
        Sep 19, 2018 to Mar 29, 2019
      • Accounts · 11 to 7
        Jun 7, 2017 to Mar 29, 2018
      • Advisory employees · 20 to 17
        Jun 7, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 7.0
        Jun 7, 2017 to Mar 29, 2018
      • Employees · 35 to 27
        Jun 7, 2017 to Mar 29, 2018
      • Other offices · unset to 6.0
        Jun 7, 2017 to Mar 29, 2018
      • Private funds · 11 to 7
        Jun 7, 2017 to Mar 29, 2018
      • Discretionary RAUM · $783M to $469M
        Jun 7, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 469435000.0
        Jun 7, 2017 to Mar 29, 2018
      • RAUM · $783M to $469M
        Jun 7, 2017 to Mar 29, 2018
      • Accounts · 12 to 11
        Dec 9, 2016 to Mar 31, 2017
      • Advisory employees · 28 to 20
        Dec 9, 2016 to Mar 31, 2017
      • Employees · 40 to 35
        Dec 9, 2016 to Mar 31, 2017
      • Private funds · 12 to 11
        Dec 9, 2016 to Mar 31, 2017
      • Discretionary RAUM · $1.1B to $783M
        Dec 9, 2016 to Mar 31, 2017
      • RAUM · $1.1B to $783M
        Dec 9, 2016 to Mar 31, 2017
      • Assets in custody · 1106748000.0 to unset
        Mar 30, 2016 to Dec 9, 2016
      • Custody of client assets · true to false
        Mar 30, 2016 to Dec 9, 2016
      • Accounts · 9 to 12
        Mar 27, 2015 to Mar 30, 2016
      • Advisory employees · 30 to 28
        Mar 27, 2015 to Mar 30, 2016
      • Assets in custody · $1.0B to $1.1B
        Mar 27, 2015 to Mar 30, 2016
      • Employees · 44 to 40
        Mar 27, 2015 to Mar 30, 2016
      • Private funds · 9 to 12
        Mar 27, 2015 to Mar 30, 2016
      • Discretionary RAUM · $1.2B to $1.1B
        Mar 27, 2015 to Mar 30, 2016
      • RAUM · $1.2B to $1.1B
        Mar 27, 2015 to Mar 30, 2016
      • Accounts · 7 to 9
        Mar 31, 2014 to Mar 27, 2015
      • Advisory employees · 34 to 30
        Mar 31, 2014 to Mar 27, 2015
      • Assets in custody · $1.2B to $1.0B
        Mar 31, 2014 to Mar 27, 2015
      • Employees · 51 to 44
        Mar 31, 2014 to Mar 27, 2015
      • Private funds · 7 to 9
        Mar 31, 2014 to Mar 27, 2015
      • Discretionary RAUM · $1.5B to $1.2B
        Mar 31, 2014 to Mar 27, 2015
      Signals
      5 dated events
      • Sneath Caroline Mcbride (Elected Manager (Holding C Shares) And Member: Senior Adviser Of F•••• P••••••• I••••••••• M••••••••• L••) no longer on Schedule A of F•••• P••••••• I••••••••• M••••••••• L•• (listed 2019-03-29, absent 2019-10-14)
        Oct 14, 2019 · Control person left · inference
      • Nicholas Andrew Walker (Elected Manager And Member: Managing Director And Chief Investment Officer Europe Of F•••• P••••••• I••••••••• M••••••••• L••) no longer on Schedule A of F•••• P••••••• I••••••••• M••••••••• L•• (listed 2019-03-29, absent 2019-10-14)
        Oct 14, 2019 · Control person left · inference
      • F•••• P••••••• I••••••••• M••••••••• L•• reported RAUM $189.6M, down 60% from $469.4M (2018-09-19 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • Adam Malcolm Glyn (Member: Managing Director (Holding C And E Shares) And Chief Financial Officer Of F•••• P••••••• I••••••••• M••••••••• L••) no longer on Schedule A of F•••• P••••••• I••••••••• M••••••••• L•• (listed 2018-09-19, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • F•••• P••••••• I••••••••• M••••••••• L•• reported RAUM $469.4M, down 40% from $782.8M (2017-06-07 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/F••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
      Website
      F••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      F•••• P••••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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