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C•••••• J••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

C•••••• J••• G•••••••

Advisor at S••••••••• 4•••

Seattle, WA | SEATTLE, WA

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Search this name across graphsid dfx:ria:bbd64cb0-8402-ffed-de29-1d9de7887177

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• 4•••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• 4•••	No RAUM reported	Jul 16, 2019	n/a	yes	Seattle, WA\|SEATTLE, WA	Current employment
M••••• S••••••	Wirehouse	Jul 13, 2016	Jul 2, 2018	no	Seattle, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••••••••• 4•••	Jul 2, 2018	Jul 16, 2019	379	Firm change	Wirehouse to new firm

Relationships

Registered with (2)

→ S••••••••• 4•••Registered adviserregistration: current employment
Jul 16, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 13, 2016 to Jul 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbd64cb0-8402-ffed-de29-1d9de7887177
First observed: Jul 13, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.