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C•••• A••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C•••• A••••• C••••

Advisor at M•••••• I•••••••••

Redding, CA | Mount Shasta, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbf6572f-5391-dfad-7df9-658401bda33f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 6, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••••••••	I•••••••••_WEALTH	Apr 27, 2026	n/a	yes	Redding, CA\|Mount Shasta, CA	Current employment
C•••••• L••	I•••••••••_WEALTH	Jan 10, 2023	May 22, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• L••	M•••••• I•••••••••	May 22, 2024	Apr 27, 2026	705	Firm change after gap	RIA to RIA
E••• W••••• M••••••••• L••	C•••••• L••	Jan 5, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
287882:111221:CA:2023-01-05	Jan 5, 2023	Jan 10, 2023	PETALUMA, CA	Firm change

Relationships

Registered with (4)

→ M•••••• I•••••••••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ C•••••• L••Registered adviserregistration: previous registration
Jan 10, 2023 to May 22, 2024factForm ADV
→ E••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2021 to Jan 5, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
May 22, 2024
Advisor changed firm
C•••• A••••• C•••• left C•••••• L•• for M•••••• I••••••••• (registered 2026-04-27)
Form ADVobserved 7 days ago
Occurred
Jan 5, 2023
Advisor changed firm
C•••• A••••• C•••• left E••• W••••• M••••••••• L•• for C•••••• L•• (registered 2023-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbf6572f-5391-dfad-7df9-658401bda33f
First observed: May 6, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.