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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

JAY NORMAN WARREN

Advisor at IHT WEALTH MANAGEMENT LLC

Northbrook, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:bc043d6a-fd69-4ec5-bef3-19f59e480bc8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IHT WEALTH MANAGEMENT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 2, 1991
First registration: Mar 14, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1978700

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IHT WEALTH MANAGEMENT LLC	Bd affiliated wealth	Dec 21, 2020	n/a	yes	CHICAGO, IL\|Northbrook, IL	Current employment
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY	Former SEC adviser	Aug 14, 2018	Dec 31, 2020	no	NORTHBROOK, IL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 20, 2010	Jan 7, 2019	no	NORTHBROOK, IL\|Northbrook, IL	Previous registration
SHERIDAN ROAD ADVISORS, LLC	n/a	Sep 30, 2010	Dec 31, 2010	no	NORTHBROOK, IL	Previous registration
NRP ADVISORS, INC.	n/a	Mar 3, 2008	Dec 1, 2010	no	NORTHBROOK, IL	Previous registration
NRP FINANCIAL, INC.	n/a	Oct 30, 2007	Oct 15, 2008	no	BRYAN, OH\|NORTHBROOK, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 14, 2001	Sep 17, 2007	no	HIGHLAND PARK, IL\|HIGHLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY	IHT WEALTH MANAGEMENT LLC	Dec 31, 2020	Dec 21, 2020	-10	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY	Jan 7, 2019	Aug 14, 2018	-146	Firm change after gap	Ibd to new firm
SHERIDAN ROAD ADVISORS, LLC	INDEPENDENT FINANCIAL PARTNERS	Dec 31, 2010	Oct 20, 2010	-72	Firm change after gap	Other
NRP ADVISORS, INC.	SHERIDAN ROAD ADVISORS, LLC	Dec 1, 2010	Sep 30, 2010	-62	Firm change after gap	Other
NRP FINANCIAL, INC.	NRP ADVISORS, INC.	Oct 15, 2008	Mar 3, 2008	-226	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	NRP FINANCIAL, INC.	Sep 17, 2007	Oct 30, 2007	43	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
293807:171481:IL:2020-12-31	Dec 31, 2020	Dec 21, 2020	NORTHBROOK, IL	Firm change
125112:293807:IL:2018-12-31	Jan 7, 2019	Aug 14, 2018	NORTHBROOK, IL	Firm change after gap

Relationships

Registered with (7)

→ IHT WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 21, 2020 to presentfactForm ADV
→ SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANYRegistered adviserregistration: previous registration
Aug 14, 2018 to Dec 31, 2020factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Oct 20, 2010 to Jan 7, 2019factForm ADV
→ SHERIDAN ROAD ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 30, 2010 to Dec 31, 2010factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Mar 3, 2008 to Dec 1, 2010factForm ADV
→ NRP FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 30, 2007 to Oct 15, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 14, 2001 to Sep 17, 2007factForm ADV

Dated events

No dated event names this entity yet.