DFX Intelligence

D••••• S••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D••••• S••• S••••••

Advisor at L•• F•••••••• L••

NEWMAN, GA | SEWICKLEY, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 2, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 4, 2025	n/a	yes	SEWICKLEY, PA\|NEWMAN, GA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 11, 2015	Feb 7, 2025	no	Atlanta, GA\|Coraopolis, PA\|Sewickley, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Feb 7, 2025	Feb 4, 2025	-3	Firm change	Ibd to ibd
F••• F•••••••• C••••••• L••	A••••••••• F•••••••• S•••••••• L••	Dec 21, 2015	Sep 11, 2015

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 4, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 11, 2015 to Feb 7, 2025factForm ADV
→ F••• F•••••••• C••••••• L••Registered adviserregistration: previous registration
Jan 30, 2014 to Dec 21, 2015factForm ADV
→ N••••••••• S••••••••• L••

Dated events

Order

Occurred
7 Feb 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 2, 2003
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.