RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• S••• S••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 4, 2025 · Sewickley, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDSep 11, 2015 to Feb 7, 2025 · Atlanta, Ga
- F••• F•••••••• C••••••• L•• formerJan 30, 2014 to Dec 21, 2015 · Sewickley, Pa
- N••••••••• S••••••••• L•• no RAUMApr 29, 2010 to Dec 31, 2010 · Pittsburgh, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJan 31, 2007 to Sep 13, 2007 · Alpharetta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDOct 2, 2003 to Jun 21, 2006 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 7, 2025, registered Feb 4, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- F••• F•••••••• C••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 21, 2015, registered Sep 11, 2015 (-101 days) · Other
- N••••••••• S••••••••• L•• to F••• F•••••••• C••••••• L••left Dec 31, 2010, registered Jan 30, 2014 (1126 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• S••••••••• L••left Sep 13, 2007, registered Apr 29, 2010 (959 days) · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• S••• S•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-02-04)Feb 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address