DFX Intelligence

P••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P••••• W••••• A•••••••• L••

CRD 300558

C••••••••, NC

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Search this name across graphsid dfx:ria:bc0a9041-9aff-b981-f208-9c99be44285b

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2021 to Feb 27, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $204M••• Locked
Discretionary RAUM: $197M
Private client RAUM: $200Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $68.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• B••••••• B••••••	Certified Financial Planner	C••••••••, NC	7	23	4	no
J••• W••••• S••••••	Certified Financial Planner	C••••••••, NC	5	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• W••••••• B•••••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	01/2019	Mar 16, 2021	Aug 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• G••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
C••••••••	Nc	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$204M	$162M	25.7%	$120M	19.5%	4	5	1	1

Relationships

Registered with (3)

← S••••• C••••••Advisorregistration: previous registration
Jan 28, 2022 to Feb 24, 2023factForm ADV
← J••• W••••• S••••••Advisorregistration: current employment
Aug 26, 2021 to presentfactForm ADV
← W•••••• B••••••• B••••••Advisorregistration: current employment
Feb 8, 2019 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Mar 16, 2021
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc0a9041-9aff-b981-f208-9c99be44285b
First observed: Mar 16, 2021
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.