DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• W••••• A•••••••• L••
Latest filing Feb 27, 2026
First filing on the tape Mar 16, 2021 · 12 filings
SEC status approved since Apr 16, 2021
RAUM
$204M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$200M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$68.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$204M as of Feb 27, 2026
Feb 24, 2022$121M then
HNW client RAUM$175M as of Feb 27, 2026
Feb 24, 2022$107M then
State-registered IARs (5.B.3)3 as of Feb 27, 2026
Feb 24, 20223 then
Employees (5.A)4 as of Feb 27, 2026
Feb 24, 20224 then
Private funds1 as of Feb 27, 2026
Feb 28, 20251 then
RAUM +26% over the last fiscal year+19% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $68.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $386,612derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$175M86%
- Individuals$24.4M12%
- Insurance companies$2.7M1.3%
- Charitable organizations$1.6M0.8%
- Individual clients
- 87reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 528reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• B••••••• B••••••Certified Financial Planner | C••••••••, Nc | Feb 8, 2019 | 23 y | 4 |
| J••• W••••• S••••••Certified Financial Planner | C••••••••, Nc | Aug 26, 2021 | 16 y | 1 |
| S••••• C•••••• | C••••••••, Nc | Mar 18, 2026 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• W••••• S•••••• from G•• A••••••• S•••••••• L••Aug 26, 2021 · Other
- W•••••• B••••••• B•••••• from S•••••••• F•••••••• G••••Feb 8, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• W••••••• B••••••• · Managing Member/Chief Compliance Officercontrolsince 01/2019 · owns 75% or more
Related persons
Schedule D 7.A
- C•••••••• G••••• P•••••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| C••••••••, Nc · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- C••••••••, NC1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 486 to 528Sep 25, 2025 to Feb 27, 2026
- HNW clients · 41 to 48Sep 25, 2025 to Feb 27, 2026
- Individual clients · 78 to 87Sep 25, 2025 to Feb 27, 2026
- Employees · 5 to 4Sep 25, 2025 to Feb 27, 2026
- Discretionary RAUM · $156M to $197MSep 25, 2025 to Feb 27, 2026
- HNW RAUM · $138M to $175MSep 25, 2025 to Feb 27, 2026
- Individual RAUM · $20.4M to $24.4MSep 25, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $6.3M to $6.7MSep 25, 2025 to Feb 27, 2026
- RAUM · $162M to $204MSep 25, 2025 to Feb 27, 2026
- Accounts · 409 to 486Aug 6, 2024 to Feb 28, 2025
- Charity clients · 9 to 1Aug 6, 2024 to Feb 28, 2025
- HNW clients · 38 to 41Aug 6, 2024 to Feb 28, 2025
- Individual clients · 58 to 78Aug 6, 2024 to Feb 28, 2025
- Employees · 4 to 5Aug 6, 2024 to Feb 28, 2025
- Financial planning clients · 1-10 to 1-10Aug 6, 2024 to Feb 28, 2025
- HQ city · unset to C••••••••Aug 6, 2024 to Feb 28, 2025
- HQ state · unset to NCAug 6, 2024 to Feb 28, 2025
- Other offices · 3 to 1Aug 6, 2024 to Feb 28, 2025
- Private funds · unset to 1Aug 6, 2024 to Feb 28, 2025
- Discretionary RAUM · $128M to $156MAug 6, 2024 to Feb 28, 2025
- HNW RAUM · $117M to $138MAug 6, 2024 to Feb 28, 2025
- Individual RAUM · $17.9M to $20.4MAug 6, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $8.6M to $6.3MAug 6, 2024 to Feb 28, 2025
- RAUM · $137M to $162MAug 6, 2024 to Feb 28, 2025
- Other offices · 2 to 3Feb 27, 2024 to Aug 6, 2024
- Accounts · 365 to 409Mar 24, 2023 to Feb 27, 2024
- Advisory employees · 2 to 3Mar 24, 2023 to Feb 27, 2024
- HNW clients · 35 to 38Mar 24, 2023 to Feb 27, 2024
- Individual clients · 50 to 58Mar 24, 2023 to Feb 27, 2024
- Assets in custody · 100000.0 to unsetMar 24, 2023 to Feb 27, 2024
- Custody of client assets · true to falseMar 24, 2023 to Feb 27, 2024
- State-registered IARs · 2 to 3Mar 24, 2023 to Feb 27, 2024
- Other offices · 0 to 2Mar 24, 2023 to Feb 27, 2024
- Discretionary RAUM · $113M to $128MMar 24, 2023 to Feb 27, 2024
- HNW RAUM · $101M to $117MMar 24, 2023 to Feb 27, 2024
- Individual RAUM · $15.0M to $17.9MMar 24, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $4.0M to $8.6MMar 24, 2023 to Feb 27, 2024
- RAUM · $117M to $137MMar 24, 2023 to Feb 27, 2024
- Discretionary RAUM · $116M to $113MMar 15, 2023 to Mar 24, 2023
- HNW RAUM · $104M to $101MMar 15, 2023 to Mar 24, 2023
Signals
1 dated events
- P••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 16, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@portusadvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- info@portusadvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 704-936-0084reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- P•••••ADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 704-936-0084reportedpublic record, Form ADV, Feb 27, 2026
- Contact form
- portusadvisors.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026