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Advisor at ARES FINANCIAL CONSULTING LLC
CALABASAS, CA | Tustin, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARES FINANCIAL CONSULTING LLC | Independent wealth | Oct 2, 2024 | n/a | yes | CALABASAS, CA|Tustin, CA | Current employment |
| MARINER INDEPENDENT | Independent wealth | Mar 2, 2022 | Sep 30, 2024 | no | Tustin, CA | Previous registration |
| ADVICEPERIOD, LLC | Former SEC adviser | Sep 14, 2016 | Mar 30, 2022 | no | NEWPORT BEACH, CA|IRVINE, CA|TUSTIN, CA | Previous registration |
| BEACON POINTE ADVISORS, LLC | Independent wealth | Dec 10, 2013 | Sep 15, 2016 | no | NEWPORT BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 19, 2011 | Nov 18, 2013 | no | LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | ARES FINANCIAL CONSULTING LLC | Sep 30, 2024 | Oct 2, 2024 | 2 | Firm change | RIA to RIA |
| ADVICEPERIOD, LLC | MARINER INDEPENDENT | Mar 30, 2022 | Mar 2, 2022 | -28 | Bulk transfer | RIA to RIA |
| BEACON POINTE ADVISORS, LLC | ADVICEPERIOD, LLC | Sep 15, 2016 | Sep 14, 2016 | -1 | Firm change | Other |
| WELLS FARGO ADVISORS | BEACON POINTE ADVISORS, LLC | Nov 18, 2013 | Dec 10, 2013 | 22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 119290:169828:CA:2016-09-15 | Sep 15, 2016 | Sep 14, 2016 | NEWPORT BEACH, CA | Firm change |