DFX Intelligence
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Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
VALPARAISO, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 1, 2008 | n/a | yes | VALPARAISO, IN | Current employment |
| S•••••••• F•••••••• G••••• L•• | Former SEC adviser | Apr 2, 2008 | Oct 10, 2008 | no | MERRILLVILLE, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F•••••••• G••••• L•• | R•••••• J•••• • A••••••••• I••• | Oct 10, 2008 | Oct 1, 2008 | -9 | Firm change | Other |