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Advisor at 3RD LEVEL ANALYTICS
CHADDS FORD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 3RD LEVEL ANALYTICS | State registered | Apr 22, 2024 | n/a | yes | CHADDS FORD, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 28, 2016 | Jan 5, 2024 | no | MEDIA, PA|KENNETT SQUARE, PA|GLEN MILLS, PA|WILMINGTON, DE|GLEN MILLS, PA|GLEN MILLS, PA|GLEN MILLS, PA|WILMINGTON, DE | Previous registration |
| WADDELL & REED | Former SEC adviser | Dec 6, 2013 | Nov 25, 2014 | no | WYOMISSING, PA|WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 3RD LEVEL ANALYTICS | Jan 5, 2024 | Apr 22, 2024 | 108 | Firm change | Wirehouse to state RIA |
| WADDELL & REED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 25, 2014 | Mar 28, 2016 | 489 | Firm change after gap | Other |