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Advisor at EQUITABLE ADVISORS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 23, 2021 | n/a | yes | NEW YORK, NY | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 24, 2018 | Jun 10, 2021 | no | New York, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 6, 2015 | Aug 30, 2018 | no | MOUNT KISCO, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | EQUITABLE ADVISORS, LLC | Jun 10, 2021 | Sep 23, 2021 | 105 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 30, 2018 | Aug 24, 2018 | -6 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:6363:NY:2018-08-16 | Aug 30, 2018 | Aug 24, 2018 | NEW YORK, NY | Firm change |