DFX Intelligence

A••••• Y•••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

A••••• Y•••••• L••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO | San Francisco, CA

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Search this name across graphsid dfx:ria:bc5a0c82-fec1-7735-6679-1cf15b6e7ff8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Feb 24, 2021	n/a	yes	Lone Tree, CO\|San Francisco, CA	Current employment
H••••••• F••••	Asset manager	Jan 9, 2012	Apr 3, 2020	no	WAYNE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• F••••	C•••••• S••••• • C••• I•••	Apr 3, 2020	Feb 24, 2021	327	Firm change	Other

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Feb 24, 2021 to presentfactForm ADV
→ H••••••• F••••Registered adviserregistration: previous registration
Jan 9, 2012 to Apr 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc5a0c82-fec1-7735-6679-1cf15b6e7ff8
First observed: Jan 9, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.