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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

HARTFORD FUNDS

LATTICE STRATEGIES LLC, CRD 130373

WAYNE, PA

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Search this name across graphsid dfx:ria:3a4ddd03-e806-ec77-2894-a09a72d765f7

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Mar 28, 2012 to Jun 10, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=239.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-06-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 368
Advisory employees: 34
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
SEC number: 801-63451
CRD: 130373
Filings on the tape: 33
First filed: Mar 28, 2012
Latest filed: Jun 10, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVEY, JAMES, EDWARD	SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD	Na	yes	07/2016	Aug 30, 2016	Mar 18, 2024
FROST, GREGORY, A.	MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	Na	yes	07/2016	Aug 30, 2016	Mar 18, 2024
GARGER, WALTER, FRANCIS	MANAGING DIRECTOR AND GENERAL COUNSEL	Na	yes	07/2016	Aug 30, 2016	Mar 18, 2024
HARTFORD FUNDS MANAGEMENT COMPANY	SOLE MEMBER	E	yes	07/2016	Aug 30, 2016	Mar 18, 2024
HARTFORD FUNDS MANAGEMENT GROUP, INC.	Owner	E	yes	05/2018	Aug 30, 2016	Mar 18, 2024
HARTFORD HOLDINGS, INC.	Owner	E	yes	05/2018	Aug 30, 2016	Mar 18, 2024
MELCHER, JOSEPH, GARY	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	07/2016	Aug 30, 2016	Mar 18, 2024
MEYER, VERNON, JOSEPH	SENIOR VICE PRESIDENT - INVESTMENTS	Na	yes	03/2019	Mar 28, 2019	Mar 18, 2024
THE HARTFORD FINANCIAL SERVICES GROUP, INC.	Owner	E	yes	08/2002	Aug 30, 2016	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 41

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HARTFORD FUNDS MANAGEMENT COMPANY, LLC	n/a	Asset manager	$152B	Y	yes	n/a
HARTFORD INVESTMENT MANAGEMENT COMPANY	n/a	Institutional manager	$124B	N	yes	n/a
HARTFORD FUNDS DISTRIBUTORS, LLC	n/a	Former SEC adviser	$51B	N	yes	n/a
FIRST STATE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
HARTFORD ACCIDENT AND INDEMNITY COMPANY	n/a	n/a	n/a	N	yes	n/a
HARTFORD CASUALTY GENERAL AGENCY, INC	n/a	n/a	n/a	N	yes	n/a
HARTFORD CASUALTY INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
HARTFORD FIRE GENERAL AGENCY, INC	n/a	n/a	n/a	N	yes	n/a
HARTFORD FIRE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
HARTFORD INSURANCE COMPANY OF ILLINOIS	n/a	n/a	n/a	N	yes	n/a
HARTFORD INSURANCE COMPANY OF THE MIDWEST	n/a	n/a	n/a	N	yes	n/a
HARTFORD INSURANCE COMPANY OF THE SOUTHEAST	n/a	n/a	n/a	N	yes	n/a
HARTFORD INSURANCE, LTD	n/a	n/a	n/a	N	yes	n/a
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
HARTFORD LIMITED	n/a	n/a	n/a	N	yes	n/a
HARTFORD LLOYD'S INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
HARTFORD OF TEXAS GENERAL AGENCY, INC	n/a	n/a	n/a	N	yes	n/a
HARTFORD OF THE SOUTHEAST GENERAL AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
HARTFORD SPECIALTY INSURANCE SERVICES OF TEXAS, LLC	n/a	n/a	n/a	N	yes	n/a
HARTFORD UNDERWRITERS GENERAL AGENCY, INC	n/a	n/a	n/a	N	yes	n/a
HARTFORD UNDERWRITERS INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
HARTFORD UNDERWRITING AGENCY LIMITED	n/a	n/a	n/a	N	yes	n/a
HERITAGE REINSURANCE COMPANY, LTD.	n/a	n/a	n/a	N	yes	n/a
MAXUM CASUALTY INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
MAXUM INDEMNITY COMPANY	n/a	n/a	n/a	N	yes	n/a
MAXUM SPECIALTY SERVICES CORPORATION	n/a	n/a	n/a	N	yes	n/a
NAVIGATORS INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
NAVIGATORS MANAGEMENT COMPANY, INC.	n/a	n/a	n/a	N	yes	n/a
NAVIGATORS SPECIALTY INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
NAVIGATORS UNDERWRITING LIMITED	n/a	n/a	n/a	N	yes	n/a
NEW ENGLAND INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
NEW ENGLAND REINSURANCE CORPORATION	n/a	n/a	n/a	N	yes	n/a
NEW OCEAN INSURANCE COMPANY, LTD	n/a	n/a	n/a	N	yes	n/a
NUTMEG INSURANCE AGENCY, INC	n/a	n/a	n/a	N	yes	n/a
NUTMEG INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
PACIFIC INSURANCE COMPANY LTD	n/a	n/a	n/a	N	yes	n/a
PROPERTY AND CASUALTY INSURANCE COMPANY OF HARTFORD	n/a	n/a	n/a	N	yes	n/a
SENTINEL INSURANCE COMPANY, LTD.	n/a	n/a	n/a	N	yes	n/a
TRUMBULL INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
TWIN CITY FIRE INSURANCE COMAPNY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$2.2B	$2.2B	368	34	0	n/a	n/a
2024	Mar 24, 2025	$1.8B	$1.8B	387	34	0	n/a	n/a
2023	Mar 18, 2024	$2.1B	$2.1B	384	36	0	n/a	n/a
2022	Mar 23, 2023	$2.0B	$2.0B	372	33	0	n/a	n/a
2021	Mar 29, 2022	$2.4B	$2.4B	366	32	0	n/a	n/a
2020	Mar 26, 2021	$2.4B	$2.4B	371	33	0	n/a	n/a
2019	Mar 27, 2020	$3.3B	$3.3B	370	30	0	n/a	n/a
2018	Mar 28, 2019	$1.8B	$1.8B	354	29	1	n/a	n/a
2017	Mar 27, 2018	$406M	$406M	338	25	1	n/a	n/a
2016	Mar 30, 2017	$210M	$209M	347	24	n/a	n/a	n/a
2015	Mar 14, 2016	$216M	$209M	26	14	n/a	n/a	n/a
2014	Mar 30, 2015	$316M	$305M	20	12	n/a	n/a	n/a
2013	Mar 26, 2014	$334M	$334M	17	8	n/a	n/a	n/a
2012	Mar 13, 2013	$284M	$268M	13	8	n/a	n/a	n/a
2011	Mar 28, 2012	$173M	$155M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$1.8B	18.7%	$2.0B	3.2%	368	387	0	0

Relationships

Affiliated with (5)

→ HARTFORD INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV
→ HARTFORD FUNDSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ HARTFORD INVESTMENT FINANCIAL SERVICES, LLCRegistered adviserbroker-dealer, common control
factForm ADV
← HARTFORD FUNDSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← HARTFORD INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (8)

← DAVEY, JAMES, EDWARDOwnerSENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD, ownership code NA, individual
Aug 30, 2016 to Mar 18, 2024factForm ADV
← MEYER, VERNON, JOSEPHOwnerSENIOR VICE PRESIDENT - INVESTMENTS, ownership code NA, individual
Mar 28, 2019 to Mar 18, 2024factForm ADV
← FROST, GREGORY, A.OwnerMANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 30, 2016 to Mar 18, 2024factForm ADV
← MELCHER, JOSEPH, GARYOwnerEXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 30, 2016 to Mar 18, 2024factForm ADV
← GARGER, WALTER, FRANCISOwnerMANAGING DIRECTOR AND GENERAL COUNSEL, ownership code NA, individual
Aug 30, 2016 to Mar 18, 2024factForm ADV
← HARTFORD FUNDS MANAGEMENT COMPANYOwnerSOLE MEMBER, ownership code E, domestic entity
Aug 30, 2016 to Mar 18, 2024factForm ADV
← HARTFORD HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Aug 30, 2016 to Mar 18, 2024factForm ADV
← THE HARTFORD FINANCIAL SERVICES GROUP, INC.OwnerOWNER, ownership code E, domestic entity
Aug 30, 2016 to Mar 18, 2024factForm ADV

Registered with (2)

← ALBERT YOONJAI LEEAdvisorregistration: previous registration
Jan 9, 2012 to Apr 3, 2020factForm ADV
← NEIL MATTHEW KAYAdvisorregistration: previous registration
Feb 5, 2016 to Apr 11, 2017factForm ADV

Dated events

Occurred
Mar 26, 2021
Regulatory AUM changed
Hartford Funds reported RAUM $2.4B, down 27% from $3.3B (2020-03-27 to 2021-03-26)
Form ADVobserved 3 days ago
$-888M
Occurred
Jul 22, 2019
Regulatory AUM changed
Hartford Funds reported RAUM $2.7B, up 52% from $1.8B (2019-03-28 to 2019-07-22)
Form ADVobserved 3 days ago
$915M
Occurred
Mar 28, 2019
Regulatory AUM changed
Hartford Funds reported RAUM $1.8B, up 334% from $405.8M (2018-06-22 to 2019-03-28)
Form ADVobserved 3 days ago
$1.4B
Occurred
Mar 28, 2019
Control person joined
Joseph Vernon Meyer (Senior Vice President - Investments) appeared on Schedule A of Hartford Funds
Form ADVobserved 3 days ago
Occurred
Mar 27, 2018
Regulatory AUM changed
Hartford Funds reported RAUM $405.8M, up 93% from $209.7M (2017-05-22 to 2018-03-27)
Form ADVobserved 3 days ago
$196M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a4ddd03-e806-ec77-2894-a09a72d765f7
First observed: Mar 28, 2012
Last observed: Jun 10, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARTFORD FUNDS

LATTICE STRATEGIES LLC, CRD 130373

WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a4ddd03-e806-ec77-2894-a09a72d765f7

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVEY, JAMES, EDWARD

SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD

yes

07/2016

Aug 30, 2016

Mar 18, 2024

FROST, GREGORY, A.

MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER

yes

07/2016

Aug 30, 2016

Mar 18, 2024

GARGER, WALTER, FRANCIS

MANAGING DIRECTOR AND GENERAL COUNSEL

yes

07/2016

Aug 30, 2016

Mar 18, 2024

HARTFORD FUNDS MANAGEMENT COMPANY

SOLE MEMBER

yes

07/2016

Aug 30, 2016

Mar 18, 2024

HARTFORD FUNDS MANAGEMENT GROUP, INC.

Owner

yes

05/2018

Aug 30, 2016

Mar 18, 2024

HARTFORD HOLDINGS, INC.

Owner

yes

05/2018

Aug 30, 2016

Mar 18, 2024

MELCHER, JOSEPH, GARY

EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

07/2016

Aug 30, 2016

Mar 18, 2024

MEYER, VERNON, JOSEPH

SENIOR VICE PRESIDENT - INVESTMENTS

yes

03/2019

Mar 28, 2019

Mar 18, 2024

THE HARTFORD FINANCIAL SERVICES GROUP, INC.

Owner

yes

08/2002

Aug 30, 2016

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HARTFORD FUNDS MANAGEMENT COMPANY, LLC

n/a

Asset manager

$152B

yes

n/a

HARTFORD INVESTMENT MANAGEMENT COMPANY

n/a

Institutional manager

$124B

yes

n/a

HARTFORD FUNDS DISTRIBUTORS, LLC

n/a

Former SEC adviser

$51B

yes

n/a

FIRST STATE INSURANCE COMPANY

n/a

yes

n/a

HARTFORD ACCIDENT AND INDEMNITY COMPANY

n/a

yes

n/a

HARTFORD CASUALTY GENERAL AGENCY, INC

n/a

yes

n/a

HARTFORD CASUALTY INSURANCE COMPANY

n/a

yes

n/a

HARTFORD FIRE GENERAL AGENCY, INC

n/a

yes

n/a

HARTFORD FIRE INSURANCE COMPANY

n/a

yes

n/a

HARTFORD INSURANCE COMPANY OF ILLINOIS

n/a

yes

n/a

HARTFORD INSURANCE COMPANY OF THE MIDWEST

n/a

yes

n/a

HARTFORD INSURANCE COMPANY OF THE SOUTHEAST

n/a

yes

n/a

HARTFORD INSURANCE, LTD

n/a

yes

n/a

HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY

n/a

yes

n/a

HARTFORD LIMITED

n/a

yes

n/a

HARTFORD LLOYD'S INSURANCE COMPANY

n/a

yes

n/a

HARTFORD OF TEXAS GENERAL AGENCY, INC

n/a

yes

n/a

HARTFORD OF THE SOUTHEAST GENERAL AGENCY, INC.

n/a

yes

n/a

HARTFORD SPECIALTY INSURANCE SERVICES OF TEXAS, LLC

n/a

yes

n/a

HARTFORD UNDERWRITERS GENERAL AGENCY, INC

n/a

yes

n/a

HARTFORD UNDERWRITERS INSURANCE COMPANY

n/a

yes

n/a

HARTFORD UNDERWRITING AGENCY LIMITED

n/a

yes

n/a

HERITAGE REINSURANCE COMPANY, LTD.

n/a

yes

n/a

MAXUM CASUALTY INSURANCE COMPANY

n/a

yes

n/a

MAXUM INDEMNITY COMPANY

n/a

yes

n/a

MAXUM SPECIALTY SERVICES CORPORATION

n/a

yes

n/a

NAVIGATORS INSURANCE COMPANY

n/a

yes

n/a

NAVIGATORS MANAGEMENT COMPANY, INC.

n/a

yes

n/a

NAVIGATORS SPECIALTY INSURANCE COMPANY

n/a

yes

n/a

NAVIGATORS UNDERWRITING LIMITED

n/a

yes

n/a

NEW ENGLAND INSURANCE COMPANY

n/a

yes

n/a

NEW ENGLAND REINSURANCE CORPORATION

n/a

yes

n/a

NEW OCEAN INSURANCE COMPANY, LTD

n/a

yes

n/a

NUTMEG INSURANCE AGENCY, INC

n/a

yes

n/a

NUTMEG INSURANCE COMPANY

n/a

yes

n/a

PACIFIC INSURANCE COMPANY LTD

n/a

yes

n/a

PROPERTY AND CASUALTY INSURANCE COMPANY OF HARTFORD

n/a

yes

n/a

SENTINEL INSURANCE COMPANY, LTD.

n/a

yes

n/a

TRUMBULL INSURANCE COMPANY

n/a

yes

n/a

TWIN CITY FIRE INSURANCE COMAPNY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$2.2B

368

n/a

2024

Mar 24, 2025

$1.8B

387

n/a

2023

Mar 18, 2024

$2.1B

384

n/a

2022

Mar 23, 2023

$2.0B

372

n/a

2021

Mar 29, 2022

$2.4B

366

n/a

2020

Mar 26, 2021

$2.4B

371

n/a

2019

Mar 27, 2020

$3.3B

370

n/a

2018

Mar 28, 2019

$1.8B

354

n/a

2017

Mar 27, 2018

$406M

338

n/a

2016

Mar 30, 2017

$210M

$209M

347

n/a

2015

Mar 14, 2016

$216M

$209M

n/a

2014

Mar 30, 2015

$316M

$305M

n/a

2013

Mar 26, 2014

$334M

n/a

2012

Mar 13, 2013

$284M

$268M

n/a

2011

Mar 28, 2012

$173M

$155M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.2B

$1.8B

18.7%

$2.0B

3.2%

368

387