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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

KIM MARIE MARTIN

Advisor at APOLLON WEALTH MANAGEMENT, LLC

WOODSTOCK, GA | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:bc5adc32-36e5-aa51-939c-5f7fb29746cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Nov 13, 1995
First registration: Mar 24, 2003
Dual registered: yes, broker-dealer
Other names: KIM MARIE HOUGHTON|KIM MARIE HOUGHTON
IAPD individual key: 1869455

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Aug 21, 2020	n/a	yes	MOUNT PLEASANT, SC\|WOODSTOCK, GA	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 6, 2016	Aug 3, 2020	no	Atlanta, GA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jun 17, 2013	Sep 6, 2016	no	ATLANTA, GA	Previous registration
APRIO WEALTH MANAGEMENT, LLC	Independent wealth	Aug 16, 2012	Jun 10, 2013	no	ATLANTA, GA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 25, 2009	Oct 13, 2010	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
STANFORD GROUP COMPANY	n/a	Sep 6, 2007	Mar 18, 2009	no	ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 30, 2005	Sep 5, 2007	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
TRUIST SECURITIES, INC.	n/a	Mar 24, 2003	Jun 30, 2005	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	APOLLON WEALTH MANAGEMENT, LLC	Aug 3, 2020	Aug 21, 2020	18	Firm change	Ibd to RIA
DEUTSCHE BANK SECURITIES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Sep 6, 2016	Sep 6, 2016	0	Bulk transfer	Other
APRIO WEALTH MANAGEMENT, LLC	DEUTSCHE BANK SECURITIES INC.	Jun 10, 2013	Jun 17, 2013	7	Firm change	Other
OPPENHEIMER & CO. INC.	APRIO WEALTH MANAGEMENT, LLC	Oct 13, 2010	Aug 16, 2012	673	Firm change after gap	Other
STANFORD GROUP COMPANY	OPPENHEIMER & CO. INC.	Mar 18, 2009	Mar 25, 2009	7	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	STANFORD GROUP COMPANY	Sep 5, 2007	Sep 6, 2007	1	Firm change	Other
TRUIST SECURITIES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jun 30, 2005	Jun 30, 2005	0	Firm change	Other

Relationships

Registered with (8)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 21, 2020 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 6, 2016 to Aug 3, 2020factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jun 17, 2013 to Sep 6, 2016factForm ADV
→ APRIO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 16, 2012 to Jun 10, 2013factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Mar 25, 2009 to Oct 13, 2010factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Sep 6, 2007 to Mar 18, 2009factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 30, 2005 to Sep 5, 2007factForm ADV
→ TRUIST SECURITIES, INC.Registered adviserregistration: previous registration
Mar 24, 2003 to Jun 30, 2005factForm ADV

Dated events

No dated event names this entity yet.