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Reading the graph
Advisor at BLUE HERON CAPITAL
ENGLEWOOD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLUE HERON CAPITAL | Independent wealth | Feb 2, 2026 | n/a | yes | ENGLEWOOD, CO|ENGLEWOOD, CO | Current employment |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Jul 24, 2013 | Feb 2, 2026 | no | ENGLEWOOD, CO|WHEATON, IL|Englewood, CO | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Jan 31, 2011 | Jul 23, 2013 | no | ENGLEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | BLUE HERON CAPITAL | Feb 2, 2026 | Feb 2, 2026 | 0 | Firm change | RIA to new firm |
| HORTER INVESTMENT MANAGEMENT, LLC | BROOKSTONE CAPITAL MANAGEMENT LLC | Jul 23, 2013 | Jul 24, 2013 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141413:339475:CO:2026-02-02 | Feb 2, 2026 | Feb 2, 2026 | ENGLEWOOD, CO | Firm change |