T•••• N• M•••••

Advisor at L•• F•••••••• L••

LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc6715ad-49d9-b5a3-64c2-7659a0e37ac2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 31, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	LAKE FOREST, IL	Current employment
G•••• L•••• A•••••••• L••	Other adviser	Mar 1, 2017	Jan 30, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• L•••• A•••••••• L••	L•• F•••••••• L••	Jan 30, 2025	Jan 23, 2025	-7	Firm change	Other
W••••••• I•••••••••	G•••• L•••• A•••••••• L••	Jan 23, 2025	Mar 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
110757:6413:IL:2025-01-30	Jan 30, 2025	Jan 23, 2025	CHICAGO, IL	Firm change
875:110757:IL:2025-01-23	Jan 23, 2025	Mar 1, 2017	CHICAGO, IL	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ G•••• L•••• A•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2017 to Jan 30, 2025factForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Mar 1, 2017 to Jan 23, 2025factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
T•••• N• M••••• left G•••• L•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc6715ad-49d9-b5a3-64c2-7659a0e37ac2
First observed: May 31, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.