DFX Intelligence

C•••••• D•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

C•••••• D•••• C••••

Advisor at C•••••• S••••• • C••• I•••

Brookfield, WI | Middleton, WI

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Search this name across graphsid dfx:ria:bc8001d1-70b5-4432-0c98-b2565c0c493d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 13, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Apr 26, 2024	n/a	yes	Middleton, WI\|Brookfield, WI	Current employment
O••• F•••••••• L••	Independent wealth	Nov 4, 2022	Jan 31, 2024	no	MADISON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• F•••••••• L••	C•••••• S••••• • C••• I•••	Jan 31, 2024	Apr 26, 2024	86	Firm change	RIA to ibd
W•••• F•••• A•••••••	L•• F•••••••• L••	Nov 29, 2022	Nov 4, 2022

Relationships

Registered with (5)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Apr 26, 2024 to presentfactForm ADV
→ O••• F•••••••• L••Registered adviserregistration: previous registration
Nov 4, 2022 to Jan 31, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2017 to Nov 29, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jan 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc8001d1-70b5-4432-0c98-b2565c0c493d
First observed: Mar 16, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.