DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• D•••• C••••

C•••••• S••••• • C••• I•••national BDBrookfield, Wi dual registrantIAPD 6435435

Certified Financial Planner

Feed of 09/14/2026

Also filed as Cashton Craig

At current firm

2 y

since Apr 26, 2024

In the industry

11 y

since Mar 13, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Apr 26, 2024 · Middleton, Wi
O••• F•••••••• L•• independent RIA
Nov 4, 2022 to Jan 31, 2024 · Madison, Wi
L•• F•••••••• L•• BD affiliated
Nov 4, 2022 to Nov 8, 2022 · Madison, Wi
W•••• F•••• A••••••• wirehouse
Feb 2, 2017 to Nov 29, 2022 · Madison, Wi
E••••• J•••• national BD
Mar 16, 2015 to May 27, 2016 · Verona, Wi

Moves

a registration end followed by a registration begin elsewhere

O••• F•••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 31, 2024, registered Apr 26, 2024 (86 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to L•• F•••••••• L••
left Nov 29, 2022, registered Nov 4, 2022 (-25 days) · Wirehouse to independent RIA
L•• F•••••••• L•• to O••• F•••••••• L••
left Nov 8, 2022, registered Nov 4, 2022 (-4 days) · RIA to RIA
E••••• J•••• to W•••• F•••• A•••••••
left May 27, 2016, registered Feb 2, 2017 (251 days) · Affiliated broker-dealer or bank to wirehouse

Signals

C•••••• D•••• C•••• left O••• F•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2024-04-26)
Jan 31, 2024 · Advisor changed firm · fact
C•••••• D•••• C•••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-11-04)
Nov 29, 2022 · Advisor changed firm · fact
C•••••• D•••• C•••• left L•• F•••••••• L•• for O••• F•••••••• L•• (registered 2022-11-04)
Nov 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address